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Listed one day ago
  • compliance, internal control, risk management or internal audit
  • compliance, internal control, risk management or internal audit
Internal Control
Internal Control
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed sixteen hours ago
  • Provide regular training/coaching to frontline staff on the control perspective
  • Post-secondary education
  • At least 5 years’ relevant experience
  • Provide regular training/coaching to frontline staff on the control perspective
  • Post-secondary education
  • At least 5 years’ relevant experience
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
16h ago
16h ago
Listed thirteen hours ago
  • Compliance with TCSP licensing requirements - AML and AMLO
  • FATCA & CRS Filings
  • 5 day work based in Central - In-House Role
  • Compliance with TCSP licensing requirements - AML and AMLO
  • FATCA & CRS Filings
  • 5 day work based in Central - In-House Role
A local investment office based in Central is looking for a Compliance Officer to join their organization.
A local investment office based in Central is looking for a Compliance Officer to join their organization.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
13h ago
13h ago
Listed twelve hours ago
  • Coordinate and arrange board/committee meetings and general meetings
  • Manage listed company obligations, prepare annual reports, interim reports
  • Min 15 yrs of relevant exp with at least 8 years gained from listed companies
  • Coordinate and arrange board/committee meetings and general meetings
  • Manage listed company obligations, prepare annual reports, interim reports
  • Min 15 yrs of relevant exp with at least 8 years gained from listed companies
Ensure the listed company’s full compliance with the applicable corporate, statutory and regulatory requirements
Ensure the listed company’s full compliance with the applicable corporate, statutory and regulatory requirements
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
12h ago
12h ago
Listed twenty five days ago
  • Strategic Influence & Leadership
  • Global Exposure & Career Growth
  • Competitive package offering both financial upside and long‑term career prestige
  • Strategic Influence & Leadership
  • Global Exposure & Career Growth
  • Competitive package offering both financial upside and long‑term career prestige
Compliance & Risk Manager / Compliance Lead – Fintech, Trust & Digital Assets
Compliance & Risk Manager / Compliance Lead – Fintech, Trust & Digital Assets
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
25d ago
25d ago
Listed twelve hours ago
  • Professional development opportunities and career advancement
  • Meals and Festival allowances
  • Double pay and attractive year end bonus
  • Professional development opportunities and career advancement
  • Meals and Festival allowances
  • Double pay and attractive year end bonus
Lead internal control systems for PRC factories, driving compliance and efficiency across business cycles with the COSO framework
Lead internal control systems for PRC factories, driving compliance and efficiency across business cycles with the COSO framework
subClassification: Audit - InternalAudit - Internal
classification: Accounting(Accounting)
12h ago
12h ago
Listed eleven hours ago
  • 8 years+ of operational risk management experience
  • Lead Risk and Control Self-Assessment projects
  • Experienced in develop operational risk management policies
  • 8 years+ of operational risk management experience
  • Lead Risk and Control Self-Assessment projects
  • Experienced in develop operational risk management policies
Develop and improve operational risk management policies, procedures and system, including RCSA, KRI and LDC mechanism
Develop and improve operational risk management policies, procedures and system, including RCSA, KRI and LDC mechanism
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11h ago
11h ago
Listed twelve hours ago
  • 5-day work week
  • Double Pay and Performance bonus
  • Medical insurance
  • 5-day work week
  • Double Pay and Performance bonus
  • Medical insurance
Developing a company-wide risk management framework, including risk culture, risk strategy, risk governance, risk management arrangements & appetite.
Developing a company-wide risk management framework, including risk culture, risk strategy, risk governance, risk management arrangements & appetite.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
12h ago
12h ago
Listed eighteen hours ago
  • Medical insurance
  • BONUS & Double Pay
  • 5 working days
  • Medical insurance
  • BONUS & Double Pay
  • 5 working days
Liaise with law enforcement agencies, regulatory authorities, other financial institutions, external auditor and internal auditors on AML/CFT matters.
Liaise with law enforcement agencies, regulatory authorities, other financial institutions, external auditor and internal auditors on AML/CFT matters.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
18h ago
18h ago
Listed seventeen hours ago
  • Strong technical skills required
  • Open to audit/assurance/risk advisory from Big 4 or audit firms
  • Handles AFRC-related requirements
  • Strong technical skills required
  • Open to audit/assurance/risk advisory from Big 4 or audit firms
  • Handles AFRC-related requirements
A HK professional services firm seeks Senior Manager, Risk Management to enhance risk framework, support audit teams, and ensure compliance.
A HK professional services firm seeks Senior Manager, Risk Management to enhance risk framework, support audit teams, and ensure compliance.
subClassification: Compliance & RiskCompliance & Risk
classification: Accounting(Accounting)
17h ago
17h ago
Listed two days ago
  • Birthday Leave; Medical Insurance Coverage
  • Performance Bonus
  • Free Shuttle Bus
  • Birthday Leave; Medical Insurance Coverage
  • Performance Bonus
  • Free Shuttle Bus
Perform risk-based audits over telecommunications and ICT domains
Perform risk-based audits over telecommunications and ICT domains
subClassification: Systems Accounting & IT AuditSystems Accounting & IT Audit
classification: Accounting(Accounting)
2d ago
2d ago
Listed eleven hours ago
  • Degree in Accounting, Law / related disciplines
  • 3-5 years' experience in compliance review
  • Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
  • Degree in Accounting, Law / related disciplines
  • 3-5 years' experience in compliance review
  • Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11h ago
11h ago
Listed twenty nine days ago
  • Compliance Officer
  • Compliance
  • Officer
  • Compliance Officer
  • Compliance
  • Officer
The Compliance Officer plays a crucial role in ensuring that the asset management company operates in compliance with applicable laws......
The Compliance Officer plays a crucial role in ensuring that the asset management company operates in compliance with applicable laws......
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
29d ago
29d ago
Listed nine hours ago
  • Higher diploma in secretarial studies or business administration
  • Minimum 3 years of administrative and secretarial support experience
  • Excellent career prospect
  • Higher diploma in secretarial studies or business administration
  • Minimum 3 years of administrative and secretarial support experience
  • Excellent career prospect
Providing comprehensive administrative, coordination and secretarial supports for various departmental duties
Providing comprehensive administrative, coordination and secretarial supports for various departmental duties
subClassification: Administrative AssistantsAdministrative Assistants
classification: Administration & Office Support(Administration & Office Support)
9h ago
9h ago
Listed nine hours ago
  • Degree holder, major in accounting or related disciplines
  • At least 2 years of experience in internal audit and advisory services
  • CPA, CIA and / or CISA qualified or finalist is preferred
  • Degree holder, major in accounting or related disciplines
  • At least 2 years of experience in internal audit and advisory services
  • CPA, CIA and / or CISA qualified or finalist is preferred
Participate in internal audits review and / or advisory engagements
Participate in internal audits review and / or advisory engagements
subClassification: Compliance & RiskCompliance & Risk
classification: Accounting(Accounting)
9h ago
9h ago
Listed nine hours ago
  • Degree holder in Information Systems, Computer Science or related discipline
  • Experience in handling IT audit engagements in professional firm is a MUST
  • CPA, CIA and / or CISA qualified or finalist is preferred
  • Degree holder in Information Systems, Computer Science or related discipline
  • Experience in handling IT audit engagements in professional firm is a MUST
  • CPA, CIA and / or CISA qualified or finalist is preferred
Manage IT projects to ensure compliance with company standards as well as local and regulatory requirements.
Manage IT projects to ensure compliance with company standards as well as local and regulatory requirements.
subClassification: Systems Accounting & IT AuditSystems Accounting & IT Audit
classification: Accounting(Accounting)
9h ago
9h ago
Listed ten hours ago
Participate in the development and maintenance of corporate-wide information security framework, policy, guideline, standard, and operation procedures
Participate in the development and maintenance of corporate-wide information security framework, policy, guideline, standard, and operation procedures
subClassification: SecuritySecurity
classification: Information & Communication Technology(Information & Communication Technology)
10h ago
10h ago
Listed four days ago
  • CPA qualification is a must
  • Above 6 years working experience
  • Rich knowledge of HKFRS, HKSAs and Listing Rules
  • CPA qualification is a must
  • Above 6 years working experience
  • Rich knowledge of HKFRS, HKSAs and Listing Rules
Responsibilities: The candidate will assist the Head of Practice Protection Department to provide advice on HKFRSs/HKSA requirements as well as ...
Responsibilities: The candidate will assist the Head of Practice Protection Department to provide advice on HKFRSs/HKSA requirements as well as ...
subClassification: Management & Change ConsultingManagement & Change Consulting
classification: Consulting & Strategy(Consulting & Strategy)
4d ago
4d ago
Listed seven days ago
Act as a communication bridge between Headquarters, local Legal & Compliance Division and Business Units
Act as a communication bridge between Headquarters, local Legal & Compliance Division and Business Units
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7d ago
7d ago
Listed seventeen days ago
  • Lead, manage or participate in internal audit engagements
  • Degree or above with major in Accountancy, Finance, Statistics
  • 4 years or above experience in audit, compliance or control assessment filed
  • Lead, manage or participate in internal audit engagements
  • Degree or above with major in Accountancy, Finance, Statistics
  • 4 years or above experience in audit, compliance or control assessment filed
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
subClassification: Audit - InternalAudit - Internal
classification: Accounting(Accounting)
17d ago
17d ago
Listed twenty one days ago
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
21d ago
21d ago
Listed nineteen hours ago
  • Bachelor degree in Law, Risk Management, Business Administration
  • Minimum 10 years relevant experience in financial crime compliance
  • We offer 5-day work week, attractive remuneration package
  • Bachelor degree in Law, Risk Management, Business Administration
  • Minimum 10 years relevant experience in financial crime compliance
  • We offer 5-day work week, attractive remuneration package
Reporting to the Head of Financial Crime Compliance, the incumbent is expected to establish, implement, review and monitor the internal infrastructure
Reporting to the Head of Financial Crime Compliance, the incumbent is expected to establish, implement, review and monitor the internal infrastructure
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
19h ago
19h ago
Listed eleven hours ago
  • Digital Bank / Fintech
  • Financial Crime Compliance
  • Dynamic Working Culture
  • Digital Bank / Fintech
  • Financial Crime Compliance
  • Dynamic Working Culture
Successful candidate will be able to work in banking industry with a dynamic and friendly culture.
Successful candidate will be able to work in banking industry with a dynamic and friendly culture.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11h ago
11h ago
Listed five hours ago
Support the enhancement of CCP risk operations framework / procedures to meet the needs of business development and evolving regulatory...
Support the enhancement of CCP risk operations framework / procedures to meet the needs of business development and evolving regulatory...
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
5h ago
5h ago
Listed one day ago
  • Data extraction, processing and analysis
  • Audit
  • Banking
  • Data extraction, processing and analysis
  • Audit
  • Banking
Job Responsibilities Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank...
Job Responsibilities Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank...
subClassification: Business/Systems AnalystsBusiness/Systems Analysts
classification: Information & Communication Technology(Information & Communication Technology)
1d ago
1d ago
Listed eleven hours ago
  • Provide compliance advices and support in investment and insurance
  • Act as the Compliance Contact for business
  • Minimum 5-8 years of relevant compliance or audit experience
  • Provide compliance advices and support in investment and insurance
  • Act as the Compliance Contact for business
  • Minimum 5-8 years of relevant compliance or audit experience
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11h ago
11h ago
Listed eleven hours ago
• Group Medical Insurance • Performance Bonus • Double Pay
• Group Medical Insurance • Performance Bonus • Double Pay
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11h ago
11h ago
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