Listed one day ago
- compliance, internal control, risk management or internal audit
- compliance, internal control, risk management or internal audit
Internal Control
Internal Control
1d ago
1d ago
640 jobs
New
New to you
Modify my search
Listed seventeen hours ago
This is a Full time job
- Provide regular training/coaching to frontline staff on the control perspective
- Post-secondary education
- At least 5 years’ relevant experience
- Provide regular training/coaching to frontline staff on the control perspective
- Post-secondary education
- At least 5 years’ relevant experience
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
17h ago
17h ago
Listed twelve hours ago
- Degree in Accounting, Law / related disciplines
- 3-5 years' experience in compliance review
- Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
- Degree in Accounting, Law / related disciplines
- 3-5 years' experience in compliance review
- Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
12h ago
12h ago
Listed twenty five days ago
- Strategic Influence & Leadership
- Global Exposure & Career Growth
- Competitive package offering both financial upside and long‑term career prestige
- Strategic Influence & Leadership
- Global Exposure & Career Growth
- Competitive package offering both financial upside and long‑term career prestige
Compliance & Risk Manager / Compliance Lead – Fintech, Trust & Digital Assets
Compliance & Risk Manager / Compliance Lead – Fintech, Trust & Digital Assets
25d ago
25d ago
Listed thirteen hours ago
This is a Full time job
- Professional development opportunities and career advancement
- Meals and Festival allowances
- Double pay and attractive year end bonus
- Professional development opportunities and career advancement
- Meals and Festival allowances
- Double pay and attractive year end bonus
Lead internal control systems for PRC factories, driving compliance and efficiency across business cycles with the COSO framework
Lead internal control systems for PRC factories, driving compliance and efficiency across business cycles with the COSO framework
13h ago
13h ago
Listed twelve hours ago
Be an early applicant
This is a Full time job
- 8 years+ of operational risk management experience
- Lead Risk and Control Self-Assessment projects
- Experienced in develop operational risk management policies
- 8 years+ of operational risk management experience
- Lead Risk and Control Self-Assessment projects
- Experienced in develop operational risk management policies
Develop and improve operational risk management policies, procedures and system, including RCSA, KRI and LDC mechanism
Develop and improve operational risk management policies, procedures and system, including RCSA, KRI and LDC mechanism
12h ago
12h ago
Listed thirteen hours ago
Consolidate the bank-wide risk related information. Assist in preparing meeting materials, taking minutes for senior management.
Consolidate the bank-wide risk related information. Assist in preparing meeting materials, taking minutes for senior management.
13h ago
13h ago
Listed two days ago
This is a Full time job
- Birthday Leave; Medical Insurance Coverage
- Performance Bonus
- Free Shuttle Bus
- Birthday Leave; Medical Insurance Coverage
- Performance Bonus
- Free Shuttle Bus
Perform risk-based audits over telecommunications and ICT domains
Perform risk-based audits over telecommunications and ICT domains
2d ago
2d ago
Listed twelve hours ago
- Provide compliance advices and support in investment and insurance
- Act as the Compliance Contact for business
- Minimum 5-8 years of relevant compliance or audit experience
- Provide compliance advices and support in investment and insurance
- Act as the Compliance Contact for business
- Minimum 5-8 years of relevant compliance or audit experience
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
12h ago
12h ago
Listed twenty nine days ago
- Compliance Officer
- Compliance
- Officer
- Compliance Officer
- Compliance
- Officer
The Compliance Officer plays a crucial role in ensuring that the asset management company operates in compliance with applicable laws......
The Compliance Officer plays a crucial role in ensuring that the asset management company operates in compliance with applicable laws......
29d ago
29d ago
Listed fifteen days ago
- good team
- good learning opportunity
- good team
- good learning opportunity
opportunity to work in reputed company
opportunity to work in reputed company
15d ago
15d ago
Listed fourteen hours ago
We offer competitive remuneration commensurate with candidate’s background.
We offer competitive remuneration commensurate with candidate’s background.
14h ago
14h ago
Listed one day ago
This is a Full time job
Tertiary education in related disciplines; Strong analytical and problem-solving skills
Tertiary education in related disciplines; Strong analytical and problem-solving skills
1d ago
1d ago
Listed seventeen days ago
- Lead, manage or participate in internal audit engagements
- Degree or above with major in Accountancy, Finance, Statistics
- 4 years or above experience in audit, compliance or control assessment filed
- Lead, manage or participate in internal audit engagements
- Degree or above with major in Accountancy, Finance, Statistics
- 4 years or above experience in audit, compliance or control assessment filed
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
17d ago
17d ago
Listed twenty one days ago
This is a Full time job
- 5+ years’ experience of compliance experience
- In-depth understanding of Hong Kong regulatory frameworks
- Develop, review and enhance compliance policies, procedures, and controls
- 5+ years’ experience of compliance experience
- In-depth understanding of Hong Kong regulatory frameworks
- Develop, review and enhance compliance policies, procedures, and controls
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
21d ago
21d ago
Listed one day ago
- Data extraction, processing and analysis
- Audit
- Banking
- Data extraction, processing and analysis
- Audit
- Banking
Job Responsibilities
Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank...
Job Responsibilities
Conduct audit reviews on personal banking related businesses and AML as well as other relevant functions of the Bank...
1d ago
1d ago
Listed twelve hours ago
- Transaction Monitoring
- investige system alerts and cases referred by internal and external sources
- Prepare STR and report to the JFIU
- Transaction Monitoring
- investige system alerts and cases referred by internal and external sources
- Prepare STR and report to the JFIU
Senior Investigator
Senior Investigator
12h ago
12h ago
Listed thirteen hours ago
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
13h ago
13h ago
Listed thirteen hours ago
Coordinate AML projects, Liaise with vendors & internal parties for requirements, UAT etc., Monitor the status and process of AML related projects
Coordinate AML projects, Liaise with vendors & internal parties for requirements, UAT etc., Monitor the status and process of AML related projects
13h ago
13h ago
Listed seventeen days ago
- Act as first line of defense to advise business on compliance & control matters
- Degree or above
- 3+ years working experience in banking and finance
- Act as first line of defense to advise business on compliance & control matters
- Degree or above
- 3+ years working experience in banking and finance
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
17d ago
17d ago
Listed twenty hours ago
This is a Full time job
- Plan and perform audit assignments
- Assess key risk areas and propose recommendation to mitigate potential risks
- Prepare reports with audit findings and recommendations
- Plan and perform audit assignments
- Assess key risk areas and propose recommendation to mitigate potential risks
- Prepare reports with audit findings and recommendations
We offer competitive remuneration commensurate with candidate’s background.
We offer competitive remuneration commensurate with candidate’s background.
20h ago
20h ago
Listed twenty hours ago
- Identify & assess key risk areas & propose solutions to mitigate potential risks
- Prepare reports with audit findings and recommendations
- Perform follow-up for proper implementation of audit recommendations
- Identify & assess key risk areas & propose solutions to mitigate potential risks
- Prepare reports with audit findings and recommendations
- Perform follow-up for proper implementation of audit recommendations
We offer competitive remuneration commensurate with candidate’s background.
We offer competitive remuneration commensurate with candidate’s background.
20h ago
20h ago
Listed thirteen hours ago
Bachelor's degree or above; Strong understanding in corporate lending and treasury functions; Good understanding in the regulatory requirements
Bachelor's degree or above; Strong understanding in corporate lending and treasury functions; Good understanding in the regulatory requirements
13h ago
13h ago
Listed seventeen days ago
This is a Full time job
- Five-day work week
- Life insurance and medical insurance
- Overtime pay
- Five-day work week
- Life insurance and medical insurance
- Overtime pay
Qualified professional with HKCGI membership, 2-3 years' relevant experience, Good knowledge of Listing Rules
Qualified professional with HKCGI membership, 2-3 years' relevant experience, Good knowledge of Listing Rules
17d ago
17d ago
Listed six hours ago
Be an early applicant
This is a Full time job
Support the enhancement of CCP risk operations framework / procedures to meet the needs of business development and evolving regulatory...
Support the enhancement of CCP risk operations framework / procedures to meet the needs of business development and evolving regulatory...
6h ago
6h ago
Listed four days ago
This is a Full time job
- CPA qualification is a must
- Above 6 years working experience
- Rich knowledge of HKFRS, HKSAs and Listing Rules
- CPA qualification is a must
- Above 6 years working experience
- Rich knowledge of HKFRS, HKSAs and Listing Rules
Responsibilities:
The candidate will assist the Head of Practice Protection Department to provide advice on HKFRSs/HKSA requirements as well as ...
Responsibilities:
The candidate will assist the Head of Practice Protection Department to provide advice on HKFRSs/HKSA requirements as well as ...
4d ago
4d ago
Listed twelve hours ago
- Transaction Monitoring
- investige system alerts and cases referred by internal and external sources
- Prepare STR and report to the JFIU
- Transaction Monitoring
- investige system alerts and cases referred by internal and external sources
- Prepare STR and report to the JFIU
Senior Investigator
Senior Investigator
12h ago
12h ago
Listed fourteen hours ago
Be an early applicant
This is a Full time job
$25k - $40k p.a.
- Compliance with TCSP licensing requirements - AML and AMLO
- FATCA & CRS Filings
- 5 day work based in Central - In-House Role
- Compliance with TCSP licensing requirements - AML and AMLO
- FATCA & CRS Filings
- 5 day work based in Central - In-House Role
A local investment office based in Central is looking for a Compliance Officer to join their organization.
A local investment office based in Central is looking for a Compliance Officer to join their organization.
14h ago
14h ago
Listed thirteen hours ago
Execute regional internal audit projects of the CCB Group’s Hong Kong, Singapore and other overseas institutions.
Execute regional internal audit projects of the CCB Group’s Hong Kong, Singapore and other overseas institutions.
13h ago
13h ago
Listed ten hours ago
- Degree holder, major in accounting or related disciplines
- At least 2 years of experience in internal audit and advisory services
- CPA, CIA and / or CISA qualified or finalist is preferred
- Degree holder, major in accounting or related disciplines
- At least 2 years of experience in internal audit and advisory services
- CPA, CIA and / or CISA qualified or finalist is preferred
Participate in internal audits review and / or advisory engagements
Participate in internal audits review and / or advisory engagements
10h ago
10h ago
Modify my search
Receive new jobs for this search by email
Return to search results
Modify my search