Investment compliance Banking &amp; Financial Services, Science &amp; Technology Jobs

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Admiralty, Central and Western District

Insurance Compliance
Investment Compliance
Regulatory advice and guidance

7d ago

Listed three days ago

Vice President / Assistant Vice President, Compliance

at Jobsdb - SmartHire

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Get this job & get HKD2,000 from Jobsdb!
Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

3d ago

Listed six days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Cornerstone Global Partners

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

6d ago

Listed three days ago

Compliance Director - A top Chinese Wealth Management and Asset Management firm

This is a Full time job

$70,000 – $90,000 per month

subClassification: Funds Management

classification: Banking & Financial Services

at JH Partners (Asia) Company Limited

Wealth Management
Asset Management
Compliance

3d ago

Listed two days ago

Asset Mangement - Compliance VP/SVP

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

2d ago

Listed one day ago

Compliance Manager (Leading Securities, MIC)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

1d ago

Listed three days ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

3d ago

Listed one hour ago

Compliance Manager (OTC derivatives and structured products)

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Essence International Financial Holdings Limited

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

1h ago

Listed seven days ago

Compliance Post for Asset Management

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

At least 7 years’ relevant experience
Support regulatory compliance of authorized fund
Knowledge of Asset Management business and products

7d ago

Listed one day ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

1d ago

Listed one day ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

1d ago

Listed two days ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

This is a Full time job

Hong Kong Island

subClassification: Compliance & Risk

classification: Banking & Financial Services

at TeamPlus Consulting Limited

2d ago

Listed ten days ago

Compliance Manager in Asset Management Firm

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Attractive remuneration
3- 5 yrs of asset management experience
Fast growing financial group

10d ago

Listed two days ago

Compliance Manager (Insurance Company)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nice Talent Asset Management Limited

Insurance Compliance
Life Insurance Business
Attractive Package

2d ago

Listed one day ago

Intern (Compliance & Operations)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

5 Days Work

1d ago

Listed nineteen hours ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds Management

classification: Banking & Financial Services

at Challenge Elites Company Limited

Custody Services
Fund Accountant
Fund Management

19h ago

Listed four days ago

Financial Consultant Trainee/ Internship (2024)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

Wealth & Portfolio Management
Flexible working schedule
Fast track to furture graduate position

4d ago

Listed six days ago

Internship Program (2024)

at RESPUBLICA LIMITED

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

Internship Program
Financial Service
Wealth Management

6d ago

Listed fifteen days ago

Internship Program (2024)

at RESPUBLICA LIMITED

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

Internship Program
Financial Service
Wealth Management

15d ago

Listed twenty one days ago

Senior Compliance Manager (Investment & Insurance) (Ref:KC8024-00-JDB)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Insurance Compliance
Investment Compliance
Regulatory advice and guidance

21d ago

Listed ten days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

10d ago

Listed sixteen days ago

Compliance Manager / AVP, Asset Management

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at [Conversion] Chau Wan Yu, Joyce

Support business advisory services
Good understanding in regulatory requirements
Solid knowledge in financial products

16d ago

Listed eight days ago

Private Wealth Management 私人财富管理经理/实习生(IANG/高才優才計劃）

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China CITIC Bank International Limited

有兴趣于金融投资理财三方面的发展，活学活用增值自我，为追求梦想踏出“第一步”
专门针对内地高材的精英计划，区域拥有20年发展大中华地区高端市场经验
开心团队，充满热诚

8d ago

Listed three days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank Consortium Trust Co. Ltd.

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

3d ago

Listed seven days ago

Associate - Fund Services (Fund Accounting & Valuation) (BCT-FS21)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

U grad in Accounting (fresh graduates will also be considered)
Prepare accounting entries and fee schedules for pension schemes and funds
Prepare valuation reports and calculate the net asset value per unit for funds

7d ago

Listed twenty seven days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

North Point, Eastern District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

27d ago

Listed ten days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Polaris Consultancy Limited

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

10d ago

Listed twenty seven days ago

Senior Manager/Manager (FCC, Risk Management, Compliance, Investment)

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

operational risk management, investment analysis
investment fund management market analysis
Compliance, Company Secretary, Quality Assurance

27d ago

Listed twenty eight days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$35,000 – $45,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

An international and mixed team setting with a harmonious culture
Supportive team members
A growth-oriented environment that recognizes and rewards proactive efforts

28d ago

Listed seventeen days ago

Chief Compliance Officer - Retail Bank

This is a Full time job

Islands District

discretionary bonus

subClassification: Compliance & Risk

classification: Banking & Financial Services

Senior level role with a strong focus on retail bank!
want regulatory / general compliance bkgd !
exposure to global markets and corporate bank is preferred!

17d ago

Listed seventeen days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

17d ago

Listed twenty days ago

Compliance Manager

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services