Ro type 1 Jobs in Tsim Sha Tsui Yau Tsim Mong District

at HK Qirui International Technology Limited

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed fourteen hours ago

Head of Hong Kong Licensed Responsible Officer (RO)

This is a Full time job

at The Core Securities Company Limited

$30,000 – $44,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Fluent in English and Chinese.
Solid experience in the Chinese market,adaptive to business travel.

14h ago

Listed one day ago

Responsible Officer (Type 1,3,4 & 9)

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and update the operations procedure
Participate in investment products launch
Conduct investment research and analysis

1d ago

Listed thirteen hours ago

Dealer (SFC type 1,4,9) [Retail Bank Perm Job]

at Conners Consulting Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Handle daily trade execution (eg. Equity, Fund etc.)
SFC type 1,4,9 holder
At least 3 years investment advisory or investment related experience

13h ago

Listed one day ago

Senior Vice President/ Vice President – Business Development

at Webull Securities Limited

This is a Full time job

at YUEGE CONSULTING (HONG KONG) CO., LIMITED

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/VP - Business Development
Competitive Remuneration Package

1d ago

Listed fourteen hours ago

Institutional Sales_VP/Director_Asset Manager

This is a Full time job

at CMB International Capital Corporation Limited

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

14h ago

Be an early applicant

Listed four days ago

Senior Dealer - Retail Brokerage

This is a Full time job

at Sinohope Technology Holdings Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed eleven days ago

Public Fund Responsible Officer (RO9)

This is a Full time job

at Bright Smart Securities International (H.K.) Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

11d ago

Listed sixteen hours ago

Dealing Officer

This is a Full time job

at Topaz Investment Strategy Limited

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

16h ago

Be an early applicant

Listed seventeen days ago

Responsible Officer

This is a Full time job

at Huaan Securities (Hong Kong) Financial Holding Limited

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

17d ago

Listed eight days ago

Manager (Wealth Management)

This is a Full time job

at Fosun International Securities Limited

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Sales oriented, SFC type 1,2,4 & 5 license
Business travel to Mainland
Basic Salary + Incentive + Double Pay

8d ago

Listed seven days ago

Senior Customer Service(Brokerage Firm)

This is a Full time job

Wan Chai, Wan Chai District

$25,000 – $35,000 per month

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Customer Service
Replacement Headcount
Competitive benefit package

7d ago

Listed nineteen hours ago

Senior Dealing & Customer Services Officer

at Delta Asia Financial Group

This is a Full time job

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Competitive remuneration package with 15-20 days AL
Birthday leave, Graduation leave, Wedding leave, Volunteer leave etc.
Office near MTR station; Stable Working Environment

19h ago

Listed nine days ago

Dealer

at Cathay Securities (Hong Kong) Limited

This is a Full time job

at IVD Medical Holding Limited

$20,000 – $29,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

5 working days per week
Medical, Dental, Life insurance
Holder of SFC license RA1 & 4

9d ago

Listed fourteen days ago

Responsible Officer Type 6

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

US stocks
RO6
5-8 years relevant experience with investment banks, professional firms

14d ago

Listed eight hours ago

Dealer

at JFE Consulting Limited

This is a Full time job

at CGS International Holdings Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Dealer at Bank,Execute securities trade orders at Securities
Provide excellent service at Hotline centres or branches
Attractive salary; friendly culture and teammates

8h ago

Be an early applicant

Listed seventeen days ago

Sales Trader Director level or above

This is a Full time job

at Bank Consortium Trust Co. Ltd.

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

HKSFC Responsible Officer for Type 1,2 activities
Bachelor degree or above from a well-recognized university
Fluent in Mandarin and English.

17d ago

Listed twenty hours ago

Vice President – Trustee and Fiduciary Services (BCT-TFS02)

This is a Full time job

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

Project & Relationship Management
Degree holder with over 10 years' exp. in trustee/fund industry
Develop, manage, and maintain overall relationship with trustee service clients

20h ago

Listed twenty two days ago

Director / Responsible Officer

at Winsome Capital Limited

This is a Contract/Temp job

at The Core Securities Company Limited

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

22d ago

Listed eighteen days ago

Responsible Officer (Type 3)

This is a Full time job

at Eddid Securities & Futures Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Act as Responsible Officer for SFC Type 3 regulated activities
Follow company direction and service existing clients
Formulate, review and update the operations procedures

18d ago

Be an early applicant

Listed one day ago

* Head of Securities Operations, Director *

This is a Full time job

Admiralty, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

friendly working environment, pleasant office, medical and dental coverages

1d ago

Listed twenty three days ago

投資銀行部董事總經理(保薦人）

at Guoyuan International Holdings Limited

This is a Full time job

at Parksong Mining and Resource Recycling Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

證監會批准的保薦人代表及負責人員

23d ago

Expiring soon

Listed one day ago

Type 1,4 & 9 Responsible Officer

This is a Full time job

Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible for strategies development, supervisory and implement
Formulate, review, and update the operational policies and procedures

1d ago

Listed two days ago

Senior Dealer

at Webull Securities Limited

This is a Full time job

at Changjiang Securities International Financial Group Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
CS & Dealing, Senior Dealer
Competitive Remuneration Package

2d ago

Listed two days ago

Senior Dealer/Dealer (Night/ US Market)

This is a Full time job

at Victory Securities Company Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed two days ago

Trading Operations Officer

This is a Full time job

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 1-2 years dealing experience
Holder of SFC RA1 is a must
Detail-oriented and good team player

2d ago

Listed three days ago

Assistant Director – Operations

at Webull Securities Limited

This is a Full time job

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
Assistant Director - Operations
Competitive Remuneration Package

3d ago

Listed three days ago

Dealer

at uSMART Securities Limited

This is a Full time job

at GOLDHORSE SECURITIES LIMITED

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Rapidly expanding Fintech company
HQ in SG and have offices in HK and China
Securities, Bonds, Mutual Fund I HK & Overseas

3d ago

Listed three days ago

Client Services Officer

This is a Full time job

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed three days ago

* DEALER / Investment Product Manager (UT) - PRIVATE BANKING*

at Conners Consulting Limited

This is a Full time job

$30,000 – $45,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Motivate UT sales & new product training
perform ficc equity all round dealing activities
multiple openings with attractive package

3d ago

Listed four days ago

Investment Consultant (SFC Licensed Corp)

at uSMART Securities Limited

This is a Full time job

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Rapidly expanding Fintech company (SFC Type 1,4,9)
Offices in HK, SG and China
Business Development I Sales oriented I HK & US Stocks

4d ago

Listed four days ago

Dealer

at JFE Consulting Limited

This is a Full time job