Listed more than twenty one days ago
Execute dealing orders for securities and futures markets with strong client relationships.
21 分鐘前
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Listed more than twenty three days ago
Responsible Officer to oversee daily operations in full compliance with SFC regulatory requirements.
23 分鐘前
Listed more than one day ago
- 5 working days per week, double pay
- Medical, Dental, Life insurance
- Responsible Officer (Type 1)
Lead end-to-end deal flow and transaction execution across diverse asset classes, including equities, fixed-income and SN.
1 小時前
Listed more than one day ago
此為Full time職位
中環, 中西區
$30,000 – $35,000 per month
-5-days work
-Year-end-bonus
-Discretionary bonus
-Medical Insurance
1 小時前
Listed more than seventeen days ago
- 5 working days per week, double pay
- Medical, Dental, Life insurance
- Responsible Officer (Type 1)
Responsible Officer (Type 1)
17 日前
Listed more than twenty days ago
Dealer (Type1/2): Execute stocks & futures
20 日前
Listed more than fourteen days ago
此為Full time職位
香港島
$60,000 – $70,000 per month
Responsible Officer overseeing SFC Type 1, 4 and 9
14 日前
Listed more than nine days ago
- 5 day work
- Shift Allowance
- Discretionary Bonus
Junior and Senior Global Futures Dealers urgently wanted.
9 日前
Listed more than three days ago
.
3 日前
Listed more than five days ago
- Rapidly expanding Fintech company in HK, US and SG
- SFC Licensed Corp - Type 1, 2, 4, 5, 6 & 9
- Supervises the IPO project
Licensed as a Sponsor Principal for Type 6 regulated activity (Advising on Corporate Finance) under the Securities and Futures Commission (SFC)
5 分鐘前
Listed more than four days ago
- SFC Type 1 RO
- Minimum 3 years RO experience
Responsible Officer for SFC Type 1 securities dealing with regulatory compliance oversight.
4 日前
Listed more than thirteen days ago
Execute dealing orders for securities and futures markets with strong client relationships.
13 日前
Listed more than sixteen days ago
- Compliance MIC & MLRO (Type 1,4,9)
- Manage client regulatory and compliance policies
- Immediate available is highly preferable
Responsible for Compliance affairs and acts as MIC & MLRO for SFC regulations Type 1,4,9
16 日前
Listed more than two days ago
此為Full time職位
香港島
HKD 40000 - 60000 per month
- SFC Type 1 licensed
- Stable and HK listed
- Diversified product portfolio
RO (Type 1) of a well-known securities firm that roots in Hong Kong
2 日前
Listed more than twenty six days ago
招聘營運經理，向RO匯報並擔任MIC，全面負責149牌照公司中後台營運，包括制度流程搭建、基金NAV核算、交易結算、系統數據維護、資金及FRR合規，要求3年以上經驗，熟悉CCASS/DCASS及SFC監管。
26 日前•即將截止
Listed more than twenty six days ago
香港新持牌法團（1、4、9類）誠聘合規經理，負責搭建合規風控及反洗錢體系，統籌監管申報、政策制定與培訓，向RO匯報，並任核心職能主管（MIC）。
26 日前•即將截止
Listed more than thirty three days ago
Beyond The Framework. Guiding You Forward.
33 分鐘前
Listed more than five days ago
SFC license, Type 1 and Type 2
3 years experience in brokerage or CS
Mandarin
5 日前
Listed more than four days ago
Responsible Officer (RO) to join a team of experienced professionals and a strong track record of success in securities trading and ECM activities.
4 日前
Listed more than twenty three days ago
此為Full time職位
香港島(混合工作)
Join the dynamic team and create a brilliant future.
23 日前•即將截止
Listed more than twenty days ago
- Competitive package
- Comprehensive medical plan covering dependents
1. Review client account opening documents, conduct due diligence, classification management, and anti-money laundering checks...
20 日前
Listed more than two days ago
- Client Servicing
- Relationship Management
- Fast Growing Platform
Client Servicing for Wealth Management Department
2 日前
Listed more than fifty six days ago
This role is responsible for supporting multi-asset securities trading and operations, with a focus on options business development and implementation
56 分鐘前
Listed more than two days ago
- Minimum of 2 years of customer service experience in the financial industry
- SFC Licensee for Type 1 & 2 is preferred
- Handle phone and email inquiries from clients in timely and professional manner
Assist with client on-boarding, including document verification, KYC, CDD, and AML procedures
2 日前
Listed more than three days ago
- University degree in Banking / Finance
- At least 2 years of Corporate Banking experience
- Holder of HKSFC Type 1 license would be an advantage
Handle day-to-day client loan and credit requests
3 日前
Listed more than twenty five days ago
- Launch your AML career in a prestigious Private Banking team
- Gain hands-on CDD & onboarding experience in private banking
- Build a strong compliance foundation in a top financial institution
The position will provide support in document and information review for additional account opening of existing Private Banking client.
25 日前•即將截止
Listed more than two days ago
Execute client’s dealing orders
Handle account opening for clients
Support customer service operation at front desk
2 日前
Listed more than eighteen days ago
此為Full time職位
銅鑼灣, 灣仔區
$60,000 – $75,000 per month
Lead the setup of a new Hong Kong financial-services company intending to apply for SFC Types 1, 4 and 9.
18 小時前
Listed more than ten days ago
此為Full time職位
中環, 中西區
$21,000 – $28,000 per month
Assist clients in handling their needs
Cooperate with team members
10 日前
Listed more than two days ago
Please join us if you are interested in the regulatory compliance field! You will be offered abundant opportunities to learn about the regime!
2 日前
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