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Listed two hours ago

Responsible Officer (Type 1, 4)

at Cathay Securities (Hong Kong) Limited
Be an early applicant

This is a Full time job

Central, Central and Western District
  • 5 working days per week, double pay
  • Medical, Dental, Life insurance
  • Responsible Officer (Type 1)
Lead end-to-end deal flow and transaction execution across diverse asset classes, including equities, fixed-income and SN.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
2h ago
Listed sixteen days ago

Senior / Compliance Officer (SFC Type 1,4,9)

at Realord Asia Pacific Securities Limited

This is a Full time job

Central, Central and Western District
  • Compliance MIC & MLRO (Type 1,4,9)
  • Manage client regulatory and compliance policies
  • Immediate available is highly preferable
Responsible for Compliance affairs and acts as MIC & MLRO for SFC regulations Type 1,4,9
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
16d ago
Listed twenty six days ago

Operation Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited

This is a Full time job

Central, Central and Western District
招聘營運經理，向RO匯報並擔任MIC，全面負責149牌照公司中後台營運，包括制度流程搭建、基金NAV核算、交易結算、系統數據維護、資金及FRR合規，要求3年以上經驗，熟悉CCASS/DCASS及SFC監管。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
26d ago•Expiring
Listed three days ago

Operations Manager (SFC Type 1)

at Rise Associates Asia Limited

This is a Full time job

Hong Kong Island
HKD 40000 - 60000 per month
  • SFC Type 1 licensed
  • Stable and HK listed
  • Diversified product portfolio
RO (Type 1) of a well-known securities firm that roots in Hong Kong
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed twenty six days ago

Compliance and Risk Control Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited

This is a Full time job

Sheung Wan, Central and Western District
香港新持牌法團（1、4、9類）誠聘合規經理，負責搭建合規風控及反洗錢體系，統籌監管申報、政策制定與培訓，向RO匯報，並任核心職能主管（MIC）。
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
26d ago•Expiring
Listed one hour ago

Dealer

at Ark Group International (Hong Kong) Limited
Be an early applicant

This is a Full time job

Hong Kong Island
$30,000 – $40,000 per month
This role is responsible for supporting multi-asset securities trading and operations, with a focus on options business development and implementation
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
1h ago
Listed two days ago

CS & Operations Officer

at Eddid Securities & Futures Limited

This is a Full time job

Admiralty, Central and Western District
  • Minimum of 2 years of customer service experience in the financial industry
  • SFC Licensee for Type 1 & 2 is preferred
  • Handle phone and email inquiries from clients in timely and professional manner
Assist with client on-boarding, including document verification, KYC, CDD, and AML procedures
subClassification: Customer Service - Customer FacingCustomer Service - Customer Facing classification: Call Centre & Customer Service(Call Centre & Customer Service)
2d ago
Listed thirty one minutes ago

Corporate Finance - RO (SFC Type 6) Sponsor Principal

at uSMART Securities Limited
Be an early applicant

This is a Full time job

Sheung Wan, Central and Western District
  • Rapidly expanding Fintech company in HK, US and SG
  • SFC Licensed Corp - Type 1, 2, 4, 5, 6 & 9
  • Supervises the IPO project
Licensed as a Sponsor Principal for Type 6 regulated activity (Advising on Corporate Finance) under the Securities and Futures Commission (SFC)
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
31m ago
Listed twenty five days ago

Officer, Operations (Client Onboarding) (1 Year Contract)

at Dah Sing Financial Group

This is a Contract/Temp job

Hong Kong SAR
  • Launch your AML career in a prestigious Private Banking team
  • Gain hands-on CDD & onboarding experience in private banking
  • Build a strong compliance foundation in a top financial institution
The position will provide support in document and information review for additional account opening of existing Private Banking client.
subClassification: SettlementsSettlements classification: Banking & Financial Services(Banking & Financial Services)
25d ago•Expiring
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