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Listed twenty five days ago

合规总监 / 负责人员（RO – Type 1, 4, 9）

at HONG KONG HONG TAI LUNG INVESTMENT LIMITED

This is a Full time job

Sheung Wan, Central and Western District
$50,000 – $75,000 per month
  • 从零搭建，不留遗憾 。为新成立的持牌公司亲手设计全套合规体系，无需为历史遗留问题“打补丁”，您的合规理念将直接转化为公司的制度基因。
  • 话语权直达决策层。扁平化管理，您的合规意见直接向管理层汇报并被认真对待，无需经过层层审批或与冗长的流程博弈。
  • 共同成长。这不仅仅是一份工作，更是一个与公司并肩成长的事业合伙人机会。
我们是一家新成立的香港持牌法团（SFC 1、4、9号牌），核心业务聚焦于股票投资。我们正在寻找一位从零搭建合规体系的合规负责人。这不仅仅是维护一套现成的制度，而是亲手设计一家持牌机构的合规基因。作为公司首位专职合规人员及持牌负责人员（RO），您将直接进入管理层，您的意见将直达决策层，影响公司的运营。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
25d ago•Expiring
Listed two days ago

Senior Dealer

at Core Pacific - Yamaichi Int'l (H.K.) Ltd

This is a Full time job

Wan Chai District
  • Execute orders of local and global equities, global futures and bonds
  • SFC license Type 1 & 2
  • Office close to MTR Exhibition Centre Station
Execute institutional local/global orders (equities, futures, bonds). Candidates with SFC Type 1 & 2 and 2-3 yrs experience are welcome
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

Relationship Manager - Securities Firm

at Forthright Financial Holdings Company Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Strong brand. Bigger growth
  • Attract Basic Salary + Monthly Competitive Commission
  • Minimum 1 year related experience with SFC Licensed Type 1
Join our professional wealth management team and embark on a rewarding journey in Hong Kong’s high-end financial market.
subClassification: Account & Relationship ManagementAccount & Relationship Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

Compliance Assistant

at Core Pacific - Yamaichi Int'l (H.K.) Ltd

This is a Full time job

Wan Chai District
  • Fresh graduates are welcome
  • Reputable securities brokerage firm
  • Office close to MTR Exhibition Centre Station
Launch your compliance career! Gain hands-on exposure to securities & regulations in a supportive team environment. Perfect for driven fresh grads.
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed ten days ago

Dealing Officer 交易員

at Golday Financial Group Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Daily dealing operation
  • Familiar with with the platform MT4 & MF are advantages，Proficiency in MS Office
  • Double Pay/Bonus/Shift Allowance/Employee Benefit/Group Medical
香港金盛貴金屬有限公司，註冊成立於香港，是香港黃金交易所AA類047行員，主要從事貴金屬交易，所有交易活動均受香港法律法規的管制，受到香港黃金交易所的認可和監管。依托香香港黃金交易所百年曆史的專業化服務爲方向，以客戶利益和資産增值爲目標，公平、公正、公開、完善的交易制度。
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed six days ago

Operations Manager (SFC Type 1)

at Rise Associates Asia Limited

This is a Full time job

Hong Kong Island
HKD 40000 - 60000 per month
  • Headquartered in HK
  • Stable and HK listed
  • Diversified product portfolio
RO (Type 1) of a well-known securities firm that roots in Hong Kong
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
6d ago
Listed one day ago

Assistant Manager, Securities Dealing (Night Desk - US Markets)

at OCBC Bank (Hong Kong) Limited

This is a Full time job

Hong Kong Island
  • US market trading activities - Night Desk Dealer
  • Holder of SFC RA Type 1 / HKMA RI Type 1 license; Type 2 license
  • 1-5 years of relevant dealing or trading experience
Night Desk Dealer to support US market trading activities
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed one day ago

Operation Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited

This is a Full time job

Central, Central and Western District
招聘營運經理，向RO匯報並擔任MIC，全面負責149牌照公司中後台營運，包括制度流程搭建、基金NAV核算、交易結算、系統數據維護、資金及FRR合規，要求3年以上經驗，熟悉CCASS/DCASS及SFC監管。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed one day ago

Compliance and Risk Control Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited
Be an early applicant

This is a Full time job

Sheung Wan, Central and Western District
香港新持牌法團（1、4、9類）誠聘合規經理，負責搭建合規風控及反洗錢體系，統籌監管申報、政策制定與培訓，向RO匯報，並任核心職能主管（MIC）。
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed more than thirty days ago

Customer Services Officer

at First Shanghai Investments Ltd

This is a Full time job

Central and Western District
  • 5 day work
  • Year-end bonus
  • Client account opening
Job Responsibilities: Responsible for handling account opening / on-boarding customer KYC checking, customer due diligence / ad-hoc review...
subClassification: Customer Service - Customer FacingCustomer Service - Customer Facing classification: Call Centre & Customer Service(Call Centre & Customer Service)
30d+ ago
Listed nineteen days ago

Compliance VP- SFC Type 1 6 9

at Trinity Search Limited

This is a Full time job

Central, Central and Western District
$50,000 – $60,000 per month
  • SFC Type 1 6 9
  • Compliance VP
  • Leading Chinese Financial Institution.
My client is the SFC licensed platform (licensed for Type 1 6 9 activities) of one leading Chinese Financial Institution.
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
19d ago
Listed ten days ago

Client Relationship Officer

at Golday Financial Group Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • 1年客戶服務或金融業等相關工作經驗, 具銷售經驗更佳
  • 須輪班工作（24小時運作三班輪替）
  • 佣金/雙糧/年終花紅/團體醫療/節日福利/員工福利/10天年假起/在職培訓
香港金盛貴金屬有限公司，註冊成立於香港，是香港黃金交易所AA類047成員，主要從事貴金屬交易，所有交易活動均受香港法律法規的管制，受到香港黃金交易所的認可和監管。依托香港黃金交易所百年曆史的專業化服務爲方向，以客戶利益和資産增值爲目標，公平、公正、公開、完善的交易制度。
subClassification: Client ServicesClient Services classification: Banking & Financial Services(Banking & Financial Services)
10d ago
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