Responsible Officer (SFC Type 1)
Regan Financial Holdings Group Limited- Competitive remuneration package
- Manage daily securities brokerage operations
- Current holder of SFC registered RO license
1-30 of 1,408 jobs
Regan Financial Holdings Group Limited
Responsible officer (Leading PRC Asset Management )
Links International- Attractive Package
- Leading PRC Asset Management
- Responsible Officer (Type 1,4,6,9)
- Unconditional RO type 1
- Supervise Type 1 regulated activities
- SFC Type 1 Responsible Officer licence holder
Responsible officer (Leading Securities ,1,4,6,9)
Links International- Leading Securities
- Attractive Package with options
- Type 1,4,6,9
Responsible Officer (Type 3)
Amber Hill Holdings Limited- Manage day-to-day SFC Type 3 operations
- Handle matters of compliance cases
- Fintech career exposure
Responsible Officer/ Manager (RO2,5,9) (Flexible hours/Part/Full time)
Company Confidential- RO
- SFC
- RA
Responsible Officer Type 1,2,4
Connexe Search Limited- Unconditional RO 1,2,4 preferred
- Expanding business
- Reputable Chinese brokerage firm
Responsible Officers (Type 1,4,9 or 9 only) & Compliance Manager
Kylin International (HK) Co., Limited- ICC with 5 days works
- Medical & Dental Insurance
- Financial Industry
Responsible Officer (SFC Type 4 & 9)
IDEG Limited
Responsible Officer (Type 1, 4 & 9)
QMIS Financial Group Limited- Current holders of unconditional RO preferred
- Minimum 4 years management experience
- Provide support and assist to senior management
Responsible Officer/Authorised Representative (SFC Type 1, 2, 4, 5 & 9)
Imagi Brokerage Limited
Responsible Officer (SFC Type 1,2)
Ding Feng Securities Limited- RO Type 1,2
- Work in Central
- Immediately available is a plus
Insurance and Trust Responsible Officer / Manager
Mighty Divine (HK) Limited- Experience in managing trust company
- Global life and non-life insurance products
- Insurance execution experience
Responsible Officer for Type 4 regulated activity
Cloud Plain Holdings Limited- 3 years or above relevant working experience
- good in English and Chinese speaking and writing
- salary 50K HKD above
Responsible Officer for Type 1 regulated activity
Cloud Plain Holdings Limited- 3 years or above relevant working experience
- good in English and Chinese speaking and writing
- salary 50K HKD above
Responsible Officer(Type 1, 4& 9 regulated activities）
Jiang Tie International Asset Management LimitedResponsible Officer (SFC Type 4 & 9)
Company Confidential- SFC RO for type 4 & 9 regulated activities
- Convenient working location
- Minimum 3 years relevant experience
Responsible Officer (Type 4 & 9)
Company Confidential- Responsible Officer License Type 4 & 9
- Oversee the compliance functions
- Handle any other ad-hoc duties
Dealer Associate / Vice President (Responsible Officer 1, 4 )
JH Partners (Asia) Company Limited- 3 years of trading experience in US stocks
- Type 1 & 4 RO
- Good command in both English and Chinese
Country Development Head - Insurance (Regional Business Development and Responsible Officer)
MPS (Hong Kong Services) Limited- HKD 700,000 - 900,000 + excellent benefits
- General Insurance with recognised insurance qual.
- Business development and account management expert
SFC Type (1, 2, 4, 6, 7, 9, 10) Responsible Officers (RO)
TeamPlus Consulting Limited- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Responsible Officer (Type 9)
Futu Securities International (Hong Kong) Limited- Responsible Officer (Type 9)
- Experience in CIS/SPC
- Immediately available
Investment Director, Responsible Officer (SFC Type 4, 9)
Rise Associates Asia Limited- Responsible Officer Type 4, 9
- Great Career Platform
- Attractive salary package and portfolio exposure