Responsible Officer
Manford Finanical Limited- Western Area
- SFC Licenced Company
- 5 day work week
Searches related to responsible officer jobs
1-30 of 4,619 jobs
Manford Finanical Limited
一号牌RO负责人（DCM）
International Union Construction Group Shares Limited- Responsible Officer Type 1
- DCM
- Dollar bond
Dealer
Yuanta Futures (HK) Co., Limited- Degree holder preferred
- Holder of SFC of RA 1 and RA 2
- Minimum 1 year experience
ED / RO6, Corporate Finance, 1926
Bank Street by Sloane Manhattan- RO Type 6 in advising Corporate Finance matters
- Exp. RO6 in performing FA and IFA transaction
- M&A, takeover and IB experience preferably
Responsible Officer
Walker Capital Limited- At least 5 years relevant working experience
- Sound knowledge of SFO, regulations,
- Bachelor's degree or above in Finance
Responsible Officer (Type 1&4)
China Great Wall AMC (International) Holdings Company Limited- Unconditional RO (Type 1 & 4）
- MIC
- Minimum 5 years experience
Responsbile Officer (Listed Securities Type 1,4,9 )
Links International- List securities
- Type 1,4,9
- Unconditional Type 9
Responsible Officer (SFC Type 4/9) - US Fund House
Sinovation (HK) Investment Management Limited
Responsible Officer (Type 1)
Babel Capital Limited- flexible working hour
- part time, crypto, fintech
- assess management, SFC, RO
Director, Assets Management (Responsible Officer Type 4 & 9)
Changjiang Securities International Financial Group Limited
Responsible Officer - Type 1, 2, 4, 5, 6 or 9
HRDirect Consulting Limited- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
Responsible Officer (Type 9)
Realord Asia Pacific Securities Limited- Responsible Officer
- at least 3-5 years
- Competitive Remuneration Package
Responsible Officer
Walker Capital Limited- At least 5 years relevant working experience
- Sound knowledge of SFO, regulations,
- Bachelor's degree or above in Finance
Responsible Officers (Full- time or Part- time) 4&9, must have China fund management experience
Pilotage Business Consultancy Limited
Responsible Officer
Webull Securities Limited- Fintech Company
- Responsible Officer
- Competitive Remuneration Package
Responsible officer SFC Type 4,9
IX Fintech Limited- Awarded Fintech company
- Work with good team
- Highly fulfulling
SFC Type (1, 2, 4, 6, 7, 9, 10) Responsible Officers (RO)
TeamPlus Consulting Limited- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Responsible Officer (Type 1, 4 & 9)
The Core Securities Company Limited- Formulate and update the operations procedure
- Participate in investment products launch
- Conduct investment research and analysis
Deputy CIO（KIP）
Elysian Executive Solution Limited- Investment funds
- KIP is preferred
- Fluent in Mandarin, Cantonese and English
Manager - Corporate Finance (Debt Securities Team) [Ref.: JDB/M/CF/DST/220411]
Securities and Futures Commission- developing rules and policies
- evaluating transactions and applications
- supervising the Stock Exchange’s performance
Responsible Officer Type 1（DCM）
International Union Construction Group Shares Limited- Responsible Officer Type 1
- DCM
- Dollar bond
Head of Investment Service Division
Chief Group Limited- Responsible for driving the business development
- Lead and coach the team
- Type 1 RO