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Sunfund (Hong Kong) Company Limited
- Good working environment
- RO
- Type 9
Central & Western AreaSalary negotiable
16-Oct-18•
Job function: Banking / Finance > Equities / Capital Markets
Up Recruitment Limited
- Holder of requisite regulatory license RO Type 1
- Solid business development experience
- Fluent in Mandarin
Central & Western AreaSalary negotiable
16-Oct-18•
Zhongcai Securities Limited
- apply for SFC Type 2 license and handle compliance
- set up trading and post-trade operations system
- liaise with external entities, e.g. HKEx, SFC
16-Oct-18•
Job function: Banking / Finance > Equities / Capital Markets | Fund Management, Management > General Management
Morgan McKinley
- Good exposure
- Attractive package
- Highly dynamic working environment
Not SpecifiedSalary negotiable
16-Oct-18•
Company Confidential
- Responsible Officer for Type 1
- Sound knowledge of SFO, regulations and guidelines
- Fluent in Mandarin is a must
Central & Western AreaSalary negotiable
16-Oct-18•
Vanward International Securities Limited
- RO Securities Responsible Officer Trading Stock
- SFC Compliance operational management director
- client services settlement
Yau Tsim Mong AreaSalary negotiable
15-Oct-18•
Lion International Securities Group Limited
- SFC RA 1,2,4,5 type license
- Strong leadership, analytical and communication
- 5 days work
Kwun Tong AreaSalary negotiable
15-Oct-18•
Job function: Banking / Finance > Financial Services
Huajun International Group Limited
- SFC Responsible Officer license for Type 1 & 4
- Handle and manage daily securities operations
- 5-day work (no shift duty required)
12-Oct-18•
Munsun Capital Group Limited
- 5-day work
- attractive salary package
- and other fringe benefits
Central & Western AreaSalary negotiable
12-Oct-18•
Job function: Banking / Finance > Financial Services
Regal Executives Limited
- Existing Responsible Officer 9 qualification
- Solid understanding of SFO
- Assist in answering any enquiries from SFC
12-Oct-18•
Regal Executives Limited
- Strong leadership, analytical, communication
- Responsible officer type 1,4,9
- Minimum 5 years’ experience in Financial Industry
12-Oct-18•
FWD Financial Planning Limited
- Supervise SFC regulated activities (Bonds & CIS)
- sales plan and marketing activities, business deve
- 5 years of solid experience
Eastern AreaSalary negotiable
11-Oct-18•
Company Confidential
- Supervise SFC Type 4 & 9 regulated activities
- Participate in all fund product development
- Minimum 3 years experience in financial market
Wan Chai AreaSalary negotiable
11-Oct-18•
Fairwin Broking Limited
- RO(Type 1,2) 3yrs+ working experience
- liaise with external entities, e.g. HKEx, SFC
- Good Development Opportunities
Yau Tsim Mong AreaSalary negotiable
11-Oct-18•
Job function: Banking / Finance > Financial Services
Eagle Ride Investment Holdings Limited
- Oversee the operation of asset management company
- Implement business development and marketing plans
- At least 3 years relevant experience in PE
11-Oct-18•
Job function: Banking / Finance > Fund Management
Company Confidential
- Strategic business planning to enhance business
- Dealing activities in compliance with regulations
- Qualified to register with SFC as RO for Type 1
10-Oct-18•
Zhong Jia Securities Limited
- SFC Type 4 , 9
- SFC rules or guideline
- Assets Management
10-Oct-18•
Job function: Banking / Finance > Investment | Asset Management, Professional Services > Legal & Compliance
Fulixin (HK) International Financial Holding Limited
- RO (Type1, 2), 3yrs+ working experience
- Good Development Opportunities
- Good Remuneration Package
Wan Chai AreaSalary negotiable
08-Oct-18•
Global Associates
- Strong Exp. in securities company
- Existing Unconditional RO (Type 1 & 4)
- Strong Knowledge in SFC regulatory
08-Oct-18•
QMIS Financial Group Limited
- University graduates in business related
- Minimum 4 years management experience
- Provide support and assist to senior management
Central & Western AreaSalary negotiable
08-Oct-18•
Job function: Banking / Finance > Investment | Equities / Capital Markets, Sales, CS & Business Devpt > Business Development
Livermore Holdings Limited
- Responsible Officer
- SFC
- RO
Sham Shui Po AreaSalary negotiable
08-Oct-18•
Job function: Banking / Finance > Dealing & Trading
Spencer Ogden (Hong Kong) Limited
- at least 3 years
- active SFC Licence(1&4&9)
- Fund Management
Central & Western AreaSalary negotiable
08-Oct-18•
Job function: Banking / Finance > Financial Services
Vision Capital International Holdings Limited
- Required: SFC Type 1 License
- Experience: Dealing-5 years/ Compliance-2 years
- Salary: Negotiable
Central & Western AreaBase salary + high commission
08-Oct-18•
VGG Capital Investment Limited
- Type 1, 4, 6, 9
- team work
- Finance, Law or Business-related discipline
Central & Western AreaSalary negotiable
08-Oct-18•
Headland JCH Business Consultant
- Responsible Officer, private equity, portfolio
- SFC Type 1, 4, 9 , director, dealing securities
- Portfolio management, investment
Central & Western AreaSalary negotiable
08-Oct-18•
CompliancePlus Consulting Limited
- Min 3 year experience in portfolio/fund management
- Current holder of unconditional RO preferred
- Current Rep with enough experience considered
Central & Western AreaSalary negotiable
08-Oct-18•
Greater China Financial Holdings Limited
- Securities firm
- License Type 1 and 9
- SFC rules or guideline
Wan Chai AreaSalary negotiable
05-Oct-18•
ZM Capital Limited
- Degree or above in Finance / Business
- Minimum 2 years relevant experience
- Holder of SFC Type 4,9regulated activities license
05-Oct-18•
Job function: Banking / Finance > Investment | Equities / Capital Markets, Professional Services > Legal & Compliance
Essence Consultants
- RO Type 1, 2, 4, and/or 9 with title as CEO or MD
- current RO holders or ready to be registered as RO
- solid exp in managing & dev biz in HK/China market
Not SpecifiedSalary negotiable
05-Oct-18•
Zhong Jia Securities Limited
- SFC Type 4 , 9
- SFC rules or guideline
- Assets Management
04-Oct-18•
Job function: Banking / Finance > Investment | Asset Management, Professional Services > Legal & Compliance
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responsible officer