Searches related to responsible officer jobs
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- Valid SFC licenses in RO Type 1, 4 & 9
- Young & Energetic team
- Sound knowledge of SFO, FRR, regulations
- To provide proactive service to walk-in customers
- Meet and exceed personal loan target assigned
- University degree with minimum 1-year experience
- Perform daily settlement operation
- Minimum 3 years relevant experience
- Knowledge in CCASS and DCASS
- Current holders of sole RO1,4&9 preferred
- 5 years of solid management experience
- Support and assist to senior management
- Responsible Officer of SFC Type 4 & 9
- Experience in regulated activity
- Flexible working time, P/T & retired are welcome
- Executive and Management Support
- 14 days AL with End Contract Bonus
- 1-3 years' experience in corporate admin duties
- Dispatch Corporate Action notifications
- Degree holder in Banking / Business Administration
- At least 2-3 years relevant experience
- Licensed representative of SFC type 1 & 2
- Handle customer enquiries & client’s acc opening
- Provide administrative support to the team
Responsible Officer (Type 3) | Open to Non Type 3 RO candidates | Global Trading Platform
Morgan Half International (Hong Kong) Limited- FX Trading Platform
- Newly set up HK office
- Expanding business
- Degree in accounting, law or related disciplines
- Solid experience in legal, compliance or audit
- Sound knowledge of SFO and AML compliance
- Degree in any disciplines
- Passed IIQE Paper 1, 2, 3, 4 and 5
- Handle enquiry from customers
- To provide proactive service to walk-in customers
- Meet and exceed personal loan target assigned
- University degree with minimum 1-year experience
- Design & develop software for Autonomous Robot Nav
- 5 years or above in software design & development
- 5-days work, Performance Bonus, Birthday Leave
- SME/Commercial Banking
- Independent, flexible and reliable
- Must have stable compliance exp in SFC 1, 4 & 9 fi
Senior Officer/Assistant Vice President - Macro & Strategy Research (Digital Banking Department)
CMB Wing Lung Bank Limited- Degree holder
- Holder of SFC Type 4 License
- Min. 3 yrs of experience in sell-side or buy-side
- SFC RO Type 4, 9
- SFC RO Type 9
- Hybrid working style
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