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Listed one day ago

RESPONSIBLE OFFICER

at hao feng international ltd

This is a Full time job

Kwun Tong, Kwun Tong District
$35,000 – $50,000 per month
Act as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed one day ago

Responsible Officer (Type 1, 4, 9)

at Awaken Thunder Capital Limited

This is a Full time job

Central and Western District
  • Working hours: 9:00 AM – 5:30 PM
  • Medical insurance
  • Performance bonus
We are seeking a motivated and detail-oriented professional to join our Asset Management team as a Responsible Officer (Type 1, 4, 9).
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed two days ago

1/4/9 RO

at AZURE LION INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
核心职责：全面负责公司SFC 1/4/9号牌合规营运，统筹内部合规审查、监管申报及反洗钱风险防控，担任SFC首要联络人。 理想画像：持有有效且无条件的149 RO牌照（持牌≥2年），具备5-10年券商或金融合规背景，精通中英粤三语。具备独立搭建内控体系及解决复杂监管问题的能力。
subClassification: SettlementsSettlements classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed five days ago

Responsible Officer (Type 4 & Type 9)

at Treeline Asset Management Limited

This is a Full time job

Central, Central and Western District
$70,000 per month
  • 待遇：薪金70K/月+年度酌情性花红
  • 无需开拓客户，特殊业绩贡献可享业绩提成
  • 办公地点：香港金钟海富中心
公司已经取得香港证监会4号和9号牌照，主要从事基金的发行和管理、证券账户委托管理、外部资产管理、家族办公室管理、财富规划与管理等业务。公司的目标是要成为一个基业长青的事业平台。后续会希望找到一个志同道合的伙伴，与公司一起成长，在公司成功的同时，个人也会获得财富的增长。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
5d ago
Listed ten days ago

总裁（RO）

at China Wantian Holdings Limited

This is a Full time job

Wan Chai District
  • 募投管退全流程基金管理
  • 1/4/9牌照机构运营
  • 英语流利，作为工作语言
万天资本是万天控股（1854.HK）在香港的资本运作平台，承担产融结合连接器与市值增长加速器的角色。万天资本总裁，除协助公司获1、4、9号牌照外，聚焦于內、外部资源整合、香港持牌机构的合规运营及集团产融协同落地。
subClassification: COO & MDCOO & MD classification: CEO & General Management(CEO & General Management)
10d ago
Listed three days ago

Head of Equity and Derivative Trading(Type 1 RO)

at Central Nexus Limited

This is a Full time job

Hong Kong Island
  • Dynamic corporate culture
  • Leadership position
As the Head of Trading, you will be responsible for the strategic planning, team management and risk control of the company's trading businesses.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed two days ago

Responsible Officer - Operation (Type 4 & 9), Private Equity Fund

at Ignite Recruitment Hong Kong Limited

This is a Full time job

Central, Central and Western District
$50,000 – $60,000 per month
  • Responsible Officer (Type 4 & 9)
  • International Working Culture with Excellent Bonuses
  • Well-established and Reputable Banking Group
Well-established and Reputable Banking Group International Working Culture with Excellent Bonuses Banking Medical & Annual Leave Package
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

Vice President, Portfolio Management (Asset Management)

at China Everbright Securities International Company Limited

This is a Full time job

Wan Chai, Wan Chai District
  • At least 3 years of experience as Portfolio Manager
  • Min. of 8 years’ relevant experience in equity analysis or portfolio management
  • Holder of SFC license for type 1, type 4 & type 9 regulated activities
Responsible to managing equity portfolios and formulating equity strategies.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

Finance Director(Type 9 RO)

at Central Nexus Limited

This is a Full time job

Hong Kong Island
  • Dynamic corporate culture
  • Leadership position
Our client is a well-know asset management platform. They are looking for a Finance Director(Type 9 RO) due to the expansion plan
subClassification: Financial Managers & ControllersFinancial Managers & Controllers classification: Accounting(Accounting)
2d ago
Listed twenty one days ago

SFC Type 149 RO

at SINOIF Asset Management Limited

This is a Contract/Temp job

Wan Chai, Wan Chai District(Remote)
$20,000 – $30,000 per month
SFC 149 license application Investment management Fund Manager Secruities brokage Settlement
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
21d ago
Listed three days ago

RO Type 1_100k

at PeopleSearch Limited

This is a Full time job

Central, Central and Western District
$80,000 – $100,000 per month
Lead core Debt Capital Markets (DCM) initiatives under a Type 1 licensed platform, driving bond execution, ECM expansion, and strategic growth.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed four days ago

Portfolio Manager (KIP for ETF)

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Rapidly expanding Fintech company in HK, US and SG
  • Key Investment Personnel (KIP) for the company’s public fund and ETF business
  • Strong knowledge of daily ETF operations
Reporting to the Head of Asset Mgt, you will be act or nominated as Key Investment Personnel (KIP) for the company’s public fund and ETF business
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
4d ago
Listed four days ago

Investment Director

at The Glorious Sun Holdings Limited

This is a Full time job

Kowloon
  • fund and security investment
  • Qualified Accountant
  • exposure in a Chinese family office
Qualified Accountant, keen in fund investment and excel in fund and treasury management, with exposure in a Chinese family office
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
4d ago
Listed three days ago

Type 9 RO /EO

at Michael Page International (HK) Ltd
Be an early applicant

This is a Full time job

Hong Kong SAR
Our client is a well-established Asian financial institution with a long-standing presence in Hong Kong and an active principal investment...
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed ten days ago

Responsible Officer (Type 1, 4, 9)

at FINE SECURITIES LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
$34,000 – $50,000 per month
Seeking a SFC-licensed RO with hands-on compliance experience to lead Type 1/4/9 regulated activities in virtual asset-enabled securities environment.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed three days ago

证券公司负责人员 - 1号及4号牌 RO of Securities Firm (Type1&4 Licenses)

at Asia Progress Executive Limited

This is a Full time job

Central and Western District
  • Approved by SFC as a Responsible Officer: Type 1 & Type 4 regulated activities
  • Min 8yr (min 3yr in RO) relevant exp in Securities Business/Head Securities
  • Familiar SFC regulatory framework: SFO & AML & KYC
Act Responsible Officer (RO) for the company’s Type 1 & Type 4 regulated activities; Oversee the daily operations of the securities trading business
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
3d ago
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