Sfc type 1 Jobs

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and update the operations procedure
Participate in investment products launch
Conduct investment research and analysis

1d ago

Listed fourteen hours ago

Dealer (SFC type 1,4,9) [Retail Bank Perm Job]

at Conners Consulting Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Handle daily trade execution (eg. Equity, Fund etc.)
SFC type 1,4,9 holder
At least 3 years investment advisory or investment related experience

14h ago

Listed twenty one days ago

Responsible Officer Assistant (SFC Type 1,4,9)

at INDEX HK LIMITED

This is a Full time job

at Magic Compass Securities Limited

$20,000 – $25,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Medical insurance
Performance bonus
Teambuilding Activity

21d ago

Listed seven hours ago

Compliance Manager / Head of Compliance (CDD, KYC)(5-Days Work, Bonus)

This is a Full time job

at The Core Securities Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Global leading financial company & trading platform, Compliance, CDD, KYC
5 years of exp in operational compliance; Perform day-to-day compliance matters
5-Days Work, Performance Bonus, Medical; Welcome QMAS / TTPS Visa

7h ago

Be an early applicant

Listed eighteen days ago

Responsible Officer (Type 3)

This is a Full time job

at HK Qirui International Technology Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Act as Responsible Officer for SFC Type 3 regulated activities
Follow company direction and service existing clients
Formulate, review and update the operations procedures

18d ago

Be an early applicant

Listed fourteen hours ago

Head of Hong Kong Licensed Responsible Officer (RO)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$30,000 – $44,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Fluent in English and Chinese.
Solid experience in the Chinese market,adaptive to business travel.

14h ago

Listed eleven days ago

Finance Manager / Assistant Finance Manager (SFC Type 1,2,4,9)

at 開盤證券有限公司

This is a Full time job

subClassification: TreasuryTreasury

classification: Banking & Financial Services(Banking & Financial Services)

Stable hours and platform
CPA qualification is highly preferred
Excellent career opportunity

11d ago

Listed one day ago

Type 1,4 & 9 Responsible Officer

at Parksong Mining and Resource Recycling Limited

This is a Full time job

Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible for strategies development, supervisory and implement
Formulate, review, and update the operational policies and procedures

1d ago

Listed twenty one hours ago

Responsible Officer Type 9, VA Management

at Cathaysia Securities Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Financial Industry, SFC licensed, Fund Management, Asset Management
Degree or above , 6 years+ Relevant Experience, Virtual Assets Management
Dynamic working environment, Excellent career development

21h ago

Be an early applicant

Listed eleven days ago

Senior Accountant, SFC Licensed company (Type 1,4,9)

at Omni Group Asia Limited

This is a Full time job

at Ping An of China Securities (Hong Kong) Co Ltd

$30,000 – $40,000 per month

subClassification: Financial Accounting & ReportingFinancial Accounting & Reporting

classification: Accounting(Accounting)

SFC Licensed corp exposure
Stable funding source with established client base
Balanced fund and corporate accounting exposure

11d ago

Listed twenty eight days ago

Responsible Officer (Insurance)

This is a Full time job

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

RO
Insurance
Business Expansion

28d ago

Expiring soon

Listed one day ago

Licensing, Compliance & Regulatory Executive

at Deacons

This is a Full time job

at Victoria Harbour International Financial Holdings Limited

subClassification: Corporate & Commercial LawCorporate & Commercial Law

classification: Legal(Legal)

A degree holder in law or other business related discipline
At least two years of financial industry experience
SFC licence applications

1d ago

Listed eight days ago

Responsible Officer 負責人員 (Type 1、4、9) (Full time/Flextime)

This is a Full time job

at Futu Securities International (Hong Kong) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed seven days ago

Responsible Officer

This is a Full time job

Hong Kong Island

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible Officer
Fintech
Victual Asset

7d ago

Listed twenty hours ago

Relationship Manager Assistant, Private Wealth Management

at Haitong International Management Services Company Limited

This is a Full time job

at Victory Securities Company Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

20h ago

Listed two days ago

Trading Operations Officer

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 1-2 years dealing experience
Holder of SFC RA1 is a must
Detail-oriented and good team player

2d ago

Listed eight days ago

Manager (Wealth Management)

at Huaan Securities (Hong Kong) Financial Holding Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Sales oriented, SFC type 1,2,4 & 5 license
Business travel to Mainland
Basic Salary + Incentive + Double Pay

8d ago

Listed seven days ago

Research Analyst & Settlement Clerk& Dealing Officer & Responsible Officer

at KCG Securities Asia Limited

This is a Full time job

at Future Well License Compliance Limited

$20,000 – $30,000 per month

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Banking
Financial Services
Settlements

7d ago

Listed fourteen days ago

SFC Responsible Officers (RO) (Virtual Asset Management / Trading)

This is a Full time job

at Vistra Group Management (Asia) Limited

$70,000 – $80,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed four days ago

Client Onboarding Manager (Funds Services)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Working with a global team.
Hybrid working arrangements.
Career exposure in working with different clients at a leading professional firm

4d ago

Listed two days ago

Senior Dealer

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
CS & Dealing, Senior Dealer
Competitive Remuneration Package

2d ago

Listed eight days ago

Compliance Manager / Head of Compliance (CDD, KYC)(5-Days Work, Bonus)

at Magic Compass Securities Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Global leading financial company & trading platform, Compliance, CDD, KYC
5 years of exp in operational compliance; Perform day-to-day compliance matters
5-Days Work, Performance Bonus, Medical; Welcome QMAS / TTPS Visa

8d ago

Listed ten days ago

Responsible Officer (Type 1,4,9), Billion-dollar Hedge Fund

at Beehire Personnel Limited

This is a Full time job

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

SFC type 1, 4, 9
Fund & Portfolio Management
20 Days AL

10d ago

Listed eight days ago

Compliance Manager, Securities Business Department

This is a Full time job

Hong Kong

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Disseminate laws and regulations
Handle compliance-related requests
Holder of HKSI Paper: 1, 7 and 8 is preferable

8d ago

Listed seventeen days ago

Responsible Officer

at Topaz Investment Strategy Limited

This is a Full time job

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

17d ago

Listed fourteen days ago

RO Type 9 (ETF/FOF)

at Be Myjob Company Limited

This is a Full time job

Hong Kong Island

$150,000 – $200,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Set up ETF / FOF.
RO Type 9
Key Investment Person

14d ago

Listed eight days ago

Business Analyst (International Wealth Management – System Service Team)

at KGI Hong Kong Limited

This is a Full time job

at CMB International Capital Corporation Limited

subClassification: Business/Systems AnalystsBusiness/Systems Analysts

classification: Information & Communication Technology(Information & Communication Technology)

Experience with wealth management products would be advantage
At least 1 years of working experience in securities and financial industry
Good problem-solving skills is required

8d ago

Listed four days ago

Senior Dealer - Retail Brokerage

This is a Full time job

at Cathaysia Securities Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed twenty four days ago

Responsible Officer Type 1,4 with VA experience

This is a Full time job