Refine by location
Read More

Related searches

Modify my search
Listed eighteen days ago

Senior Customer Service Officer

at Huatai (Hong Kong) Futures Limited

This is a Full time job

Central and Western District
3year+ relevant experience in customer service Eligible for SFC RA Type 2 license registration
3year+ relevant experience in customer service Eligible for SFC RA Type 2 license registration
subClassification: Supervisors/Team LeadersSupervisors/Team Leaders
classification: Call Centre & Customer Service(Call Centre & Customer Service)
18d ago
18d ago
Listed seventeen days ago

Responsible Officer (SFC Type 4 & 9)

at China Sichuan International Investment Limited

This is a Full time job

Central and Western District
  • Responsible Officer (SFC Type 4 & 9)
  • Executive Director title
  • Responsible Officer (SFC Type 4 & 9)
  • Executive Director title
SFC Type 4&9 RO & Executive Director. Lead bond/mixed-asset funds, compliance, SFC liaison. 5+ yrs front-office exp. SOE background preferred.
SFC Type 4&9 RO & Executive Director. Lead bond/mixed-asset funds, compliance, SFC liaison. 5+ yrs front-office exp. SOE background preferred.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
17d ago
17d ago
Listed four days ago

Senior Compliance Manager / Compliance Manager

at 皓衹資本管理有限公司
Urgently hiring

This is a Full time job

Wan Chai, Wan Chai District
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
4d ago
4d ago
Listed twenty five days ago

Responsible Officer (Type 1, 2, 4 &9)

at Vantum Holdings Group Limited
Expiring soon

This is a Full time job

Admiralty, Central and Western District
  • Flexible Work Environment
  • Salary Package
  • Good career path
  • Flexible Work Environment
  • Salary Package
  • Good career path
Flexible Work Environment Salary Package Good career path
Flexible Work Environment Salary Package Good career path
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
25d ago
25d ago
Listed two days ago

Officer / Senior Officer / AM, Relationship Management (Securities Services)

at Shanghai Commercial Bank Ltd

This is a Full time job

Kwai Hing, Kwai Tsing District
  • Execute securities trade orders
  • Provide efficient & excellent services to customer
  • Cross-selling of banking products
  • Execute securities trade orders
  • Provide efficient & excellent services to customer
  • Cross-selling of banking products
We offer competitive remuneration commensurate with candidate’s background.
We offer competitive remuneration commensurate with candidate’s background.
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed five days ago

Responsible Officer (Type 1,2,4 & 5)

at Going International (HK) Financial Group Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
$35,000 – $45,000 per month
  • Unconditional Responsible Officer for Type 1, 2, 4, 5
  • Full Time Role
  • Minimum 3 years experience
  • Unconditional Responsible Officer for Type 1, 2, 4, 5
  • Full Time Role
  • Minimum 3 years experience
RO (Type 1,2,4,5)
RO (Type 1,2,4,5)
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed two days ago

Relationship Manager

at Splentide Capital Limited

This is a Full time job

Central, Central and Western District
  • 5 days work
  • work life balance
  • SME Culture
  • 5 days work
  • work life balance
  • SME Culture
Exciting role in dynamic financial services firm. Excellent benefits, flexible work, and growth opportunities.
Exciting role in dynamic financial services firm. Excellent benefits, flexible work, and growth opportunities.
subClassification: Banking - BusinessBanking - Business
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed six days ago

Responsible Officer (Type 1,4 & 9)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District
Responsibilities Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities Must acquire new clients and asset...
Responsibilities Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities Must acquire new clients and asset...
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
6d ago
6d ago
Listed more than thirty days ago

Manager/Assistant Manager, Institutional Business Department 機構業務經理/機構業務助理經理

at CITIC Futures International Company Limited
Expiring soon

This is a Full time job

Hong Kong SAR
  • •Competitive package
  • •Comprehensive medical plan covering dependents
  • •2 years or more relevant working experience
  • •Competitive package
  • •Comprehensive medical plan covering dependents
  • •2 years or more relevant working experience
CITIC Futures International Company Limited (CFI) is a wholly owned subsidiary of CITIC Futures Company Limited, one of the largest futures...
CITIC Futures International Company Limited (CFI) is a wholly owned subsidiary of CITIC Futures Company Limited, one of the largest futures...
subClassification: Management - Department/AssistantManagement - Department/Assistant
classification: Retail & Consumer Products(Retail & Consumer Products)
30d+ ago
30d+ ago
Listed five days ago

VP to Director, Channel Development, Asset Management (Retail/Institutional)

at China Merchants Securities International Company Limited

This is a Full time job

Central, Central and Western District
  • Proactively develop new business opportunities
  • Maintain strong relationships with institutional clients
  • experience in fund sales or BD at an asset management or buy-side firm
  • Proactively develop new business opportunities
  • Maintain strong relationships with institutional clients
  • experience in fund sales or BD at an asset management or buy-side firm
As a core member of BD team , you'll develop business opportunities, foster relationships with institutional clients, and deliver tailored solutions.
As a core member of BD team , you'll develop business opportunities, foster relationships with institutional clients, and deliver tailored solutions.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed sixteen days ago

Senior Settlement Officer

at Huatai (Hong Kong) Futures Limited

This is a Full time job

Central, Central and Western District
Candidate must have settlement experience with type1 and type 2, and experience with type 9 is additional advantage.
Candidate must have settlement experience with type1 and type 2, and experience with type 9 is additional advantage.
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
16d ago
16d ago
Listed eleven hours ago

Accounting & Admin Officer (Asset Management company), Salary up to 30K

at Pathsight Limited
Be an early applicant

This is a Full time job

Hong Kong Island
  • Corporate-level accoungin in asset management field
  • SFC FRR Regulatory Compliance (Type 1, 4, 9)
  • Good command of both English and Chinese (Cantonese)
  • Corporate-level accoungin in asset management field
  • SFC FRR Regulatory Compliance (Type 1, 4, 9)
  • Good command of both English and Chinese (Cantonese)
A corporate-level finance role focusing on full-set accounting and SFC FRR regulatory compliance for a Type 1, 4, 9 licensed asset management firm.
A corporate-level finance role focusing on full-set accounting and SFC FRR regulatory compliance for a Type 1, 4, 9 licensed asset management firm.
subClassification: Assistant AccountantsAssistant Accountants
classification: Accounting(Accounting)
11h ago
11h ago
Listed six days ago

Senior Dealer

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • CS & Dealing, Senior Dealer
  • Competitive Remuneration Package
  • Online Brokerage Firm/ Fintech Company
  • CS & Dealing, Senior Dealer
  • Competitive Remuneration Package
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
6d ago
6d ago
Listed six days ago

Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
6d ago
6d ago
Listed twenty three days ago

Senior Compliance Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

Central, Central and Western District
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
23d ago
23d ago
Listed sixteen days ago

Responsible Officer (Type 1, 4, 9)

at Pulun International Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • RO (Type 149)
  • Project dividends
  • Good team atmosphere
  • RO (Type 149)
  • Project dividends
  • Good team atmosphere
香港證監會持牌證券公司普倫國際證券有限公司及普倫國際資產管理有限公司現誠聘一名經驗豐富的負責人員加入到我們的團隊。主要負責監理公司第1、4及9類受規管活動，確保符合相關法規要求，管理風險，並維持高度的誠信與專業標準。
香港證監會持牌證券公司普倫國際證券有限公司及普倫國際資產管理有限公司現誠聘一名經驗豐富的負責人員加入到我們的團隊。主要負責監理公司第1、4及9類受規管活動，確保符合相關法規要求，管理風險，並維持高度的誠信與專業標準。
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
16d ago
16d ago
Listed twenty days ago

Sales Associate 客戶經理 - Securities

at Forthright Financial Holdings Company Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Provide quality customer services; Maintain existing clients, initiate & promote
  • Good command of spoken and written Cantonese is a must.
  • Immediately available is highly preferred
  • Provide quality customer services; Maintain existing clients, initiate & promote
  • Good command of spoken and written Cantonese is a must.
  • Immediately available is highly preferred
We are URGENTLY seeking 5 Sales Associates (Securities Focused) to join our expanding team in Hong Kong. Fresh graduates would also be considered.
We are URGENTLY seeking 5 Sales Associates (Securities Focused) to join our expanding team in Hong Kong. Fresh graduates would also be considered.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
20d ago
20d ago
Listed five hours ago

SM/ M, Investment Operations

at Captar Partners Limited
Be an early applicant

This is a Full time job

Hong Kong Island
HKD 750000 - 850000 per annum
  • Leading Multi Family Office & Asset Manager
  • Great Remuneration Package
  • Great Working Culture
  • Leading Multi Family Office & Asset Manager
  • Great Remuneration Package
  • Great Working Culture
High-visibility role supporting senior leadership and UHNW clients within a leading wealth platform, requiring strong operations expertise.
High-visibility role supporting senior leadership and UHNW clients within a leading wealth platform, requiring strong operations expertise.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
5h ago
5h ago
Listed two days ago

Associate/ Assistant Vice President/ Vice President, Corporate Finance

at First Shanghai Investments Ltd

This is a Full time job

Central, Central and Western District
  • 5 days' week
  • Convenience location
  • Discretionary Bonus, Birthday leave
  • 5 days' week
  • Convenience location
  • Discretionary Bonus, Birthday leave
This role involves IPOs, M&A, and fundraising. We offer an attractive package to the right candidate. Please submit your resume ASAP.
This role involves IPOs, M&A, and fundraising. We offer an attractive package to the right candidate. Please submit your resume ASAP.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed two days ago

AVP/ Manager, Securities & Futures (Business Governance & Support)

at Shanghai Commercial Bank Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Manage and support the daily operations of securities and futures services
  • Prepare FRR returns and compliance-related reports
  • Assist management in designing and reviewing operational workflows
  • Manage and support the daily operations of securities and futures services
  • Prepare FRR returns and compliance-related reports
  • Assist management in designing and reviewing operational workflows
Responsibilities: Manage and support the daily operations of securities and futures services, including business governance, compliance, and controls
Responsibilities: Manage and support the daily operations of securities and futures services, including business governance, compliance, and controls
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed two days ago

Consultant/Assistant Manager/Manager, Business Development

at COFCO Futures (International) Co., Limited

This is a Full time job

Causeway Bay, Wan Chai District
  • Fortune 500 listed enterprise
  • At least 2 years relevant experience in financial industry
  • Global futures and securities business
  • Fortune 500 listed enterprise
  • At least 2 years relevant experience in financial industry
  • Global futures and securities business
Marketing role of a well-established financial service platform with SFC type 1, 2, 4, 5 licenses, at least 2 years relevant experience
Marketing role of a well-established financial service platform with SFC type 1, 2, 4, 5 licenses, at least 2 years relevant experience
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Sales(Sales)
2d ago
2d ago
Listed five days ago

Customer Service Manager

at CASH Financial Services Group Limited

This is a Full time job

Kowloon Bay, Kwun Tong District
  • Minimum of 3 years of exp
  • Holder of an SFC Type 1
  • Less exp would be considered as Assistant Manager
  • Minimum of 3 years of exp
  • Holder of an SFC Type 1
  • Less exp would be considered as Assistant Manager
Responsible for orchestrating high-standard client service operations
Responsible for orchestrating high-standard client service operations
subClassification: Management & SupportManagement & Support
classification: Call Centre & Customer Service(Call Centre & Customer Service)
5d ago
5d ago
Listed two days ago

Wealth Management Manager

at First Shanghai Investments Ltd

This is a Full time job

Central and Western District(Hybrid)
  • Can share existing client base in HK and PRC from brokerage business
  • Market development, managing high-net-worth client portfolios
  • License holder of SFC, IIQE or MPF
  • Can share existing client base in HK and PRC from brokerage business
  • Market development, managing high-net-worth client portfolios
  • License holder of SFC, IIQE or MPF
Career development in Wealth Management Department with support of a brokerage firm.
Career development in Wealth Management Department with support of a brokerage firm.
subClassification: Financial PlanningFinancial Planning
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed two days ago

Senior Client Service Officer

at aacat fintech Limited

This is a Full time job

Kwun Tong, Kwun Tong District
  • Licensed with SFC RA1
  • Good interpersonal and communication skills
  • More experience will be considered for the position of Assistant Manager
  • Licensed with SFC RA1
  • Good interpersonal and communication skills
  • More experience will be considered for the position of Assistant Manager
Provide client services including accounts opening, client inquiries, and requests
Provide client services including accounts opening, client inquiries, and requests
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed twenty hours ago

Vice President / Assistant Vice President, Clearing Services

at Hong Kong Exchanges & Clearing Ltd
Be an early applicant

This is a Full time job

Hong Kong SAR
Minimum 10 years' relevant experience in the financial industry, preferably within the clearing operations for on-exchange equities, derivatives...
Minimum 10 years' relevant experience in the financial industry, preferably within the clearing operations for on-exchange equities, derivatives...
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
20h ago
20h ago
Listed two days ago

Compliance Manager (Investment & Insurance) [Ref: CMII-KF]

at Nanyang Commercial Bank, Limited

This is a Full time job

Central and Western District
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed twenty six days ago

Business Development & Partnerships Manager

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • Business Development & Partnerships Manager
  • Competitive Remuneration Package
  • Online Brokerage Firm/ Fintech Company
  • Business Development & Partnerships Manager
  • Competitive Remuneration Package
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: New Business DevelopmentNew Business Development
classification: Sales(Sales)
26d ago
26d ago
Listed twenty six days ago

Head of Operations – Licensed Digital Brokerage Platform

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: OtherOther
classification: Banking & Financial Services(Banking & Financial Services)
26d ago
26d ago
Listed two days ago

Corporate Finance Senior Associate/VP (SFC Type 1 / 4 / 6)

at ProJOB21.com Ltd

This is a Full time job

Admiralty, Central and Western District
  • Multiple Corporate Finance/IPO Openings
  • Corporate Finance Execution-1, 4 & 6 activities
  • Promising Career Path & Supportive Culture
  • Multiple Corporate Finance/IPO Openings
  • Corporate Finance Execution-1, 4 & 6 activities
  • Promising Career Path & Supportive Culture
Top Ranking SFC regulated Financial Investment Advisors are in search seasoned Trilingual Corporate Finance VP/AVP with 5yrs+/- IPO experience.
Top Ranking SFC regulated Financial Investment Advisors are in search seasoned Trilingual Corporate Finance VP/AVP with 5yrs+/- IPO experience.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Modify my search

Receive new jobs for this search by email

Return to search results
Modify my search

Select a job

Display details here