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Listed five days ago

Responsible Officer (Type 4 & Type 9)

at Treeline Asset Management Limited

This is a Full time job

Central, Central and Western District
$70,000 per month
  • 待遇：薪金70K/月+年度酌情性花红
  • 无需开拓客户，特殊业绩贡献可享业绩提成
  • 办公地点：香港金钟海富中心
公司已经取得香港证监会4号和9号牌照，主要从事基金的发行和管理、证券账户委托管理、外部资产管理、家族办公室管理、财富规划与管理等业务。公司的目标是要成为一个基业长青的事业平台。后续会希望找到一个志同道合的伙伴，与公司一起成长，在公司成功的同时，个人也会获得财富的增长。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
5d ago
Listed two days ago

Responsible Officer - Operation (Type 4 & 9), Private Equity Fund

at Ignite Recruitment Hong Kong Limited

This is a Full time job

Central, Central and Western District
$50,000 – $60,000 per month
  • Responsible Officer (Type 4 & 9)
  • International Working Culture with Excellent Bonuses
  • Well-established and Reputable Banking Group
Well-established and Reputable Banking Group International Working Culture with Excellent Bonuses Banking Medical & Annual Leave Package
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

RESPONSIBLE OFFICER

at hao feng international ltd

This is a Full time job

Kwun Tong, Kwun Tong District
$35,000 – $50,000 per month
Act as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed one day ago

Responsible Officer (Type 1, 4, 9)

at Awaken Thunder Capital Limited

This is a Full time job

Central and Western District
  • Working hours: 9:00 AM – 5:30 PM
  • Medical insurance
  • Performance bonus
We are seeking a motivated and detail-oriented professional to join our Asset Management team as a Responsible Officer (Type 1, 4, 9).
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed five days ago

Responsible Officer (RO) – Type 4 & Type 9 (Unconditional or conditional)

at Hong Kong Sanfeng Fund Management Limited

This is a Full time job

Sheung Wan, Central and Western District(Hybrid)
$27,000 – $33,000 per month
Hong Kong Sanfeng Fund Management Limited seeks a full-time SFC Type 4 & 9 RO to oversee compliance, asset management and OFC development.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
5d ago
Listed fifty eight minutes ago

Responsible Officer (1, 4, 7, 9) up to 180k

at Pathsight Limited
Be an early applicant

This is a Full time job

Hong Kong Island
$100,000 – $150,000 per month
  • Regulatory Qualification Advantage
  • Core Business Exposure
  • Strategic Role Positioning
This role is a core regulatory and electronic trading operational position for SFC Type 1, 4, 7, 9 licensed businesses.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
58m ago
Listed twenty four days ago

Type 9 Responsible Officer_ Up to 100K

at PeopleSearch Limited

This is a Full time job

Central and Western District
Our client is seeking an experienced Type 9 Responsible Officer to play a key role in shaping investment strategy, fostering product innovation, ensur
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
24d ago•Expiring
Listed four days ago

Responsible Officer - Type 9 Asset Management

at Michael Page International (HK) Ltd

This is a Contract/Temp job

Central and Western District
$50k - $65k p.m.
  • Fast-Growing SFC Type 9 Asset Management Startup
  • Lead Compliance & Governance in a Growing Startup
  • Regulatory / Governance/ compliance Oversight
Responsible Officer for an SFC Type 9 licensed corporation, ensuring compliance with SFC regulatory requirements and overseeing asset management.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
4d ago
Listed ten days ago

Responsible Officer (Type 1, 4, 9)

at FINE SECURITIES LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
$34,000 – $50,000 per month
Seeking a SFC-licensed RO with hands-on compliance experience to lead Type 1/4/9 regulated activities in virtual asset-enabled securities environment.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed two days ago

Compliance Manager (Asset Management)

at AEM Asset Management Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Friendly and dynamic culture (Work-Life Balance)
  • Competitive compensation package commensurate with experience
  • Public Fund experience is a key
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed three days ago

Type 9 RO /EO

at Michael Page International (HK) Ltd
Be an early applicant

This is a Full time job

Hong Kong SAR
Our client is a well-established Asian financial institution with a long-standing presence in Hong Kong and an active principal investment...
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed two days ago

Compliance Manager (SFC licenses Type 1,2,4,6,9)

at Levin Human Resources Development Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Full-Licence Advisory: Span Types 1, 2, 4, 6, and 9 activities.
  • Competitive salary package
  • Clear Career Growth: Broad exposure in a well-established group.
- Provide comprehensive compliance advisory across SFC Types 1, 2, 4, 6 & 9 - Drive regulatory liaison and framework updates
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed twenty one days ago

SFC Type 149 RO

at SINOIF Asset Management Limited

This is a Contract/Temp job

Wan Chai, Wan Chai District(Remote)
$20,000 – $30,000 per month
SFC 149 license application Investment management Fund Manager Secruities brokage Settlement
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
21d ago
Listed two days ago

Finance Director(Type 9 RO)

at Central Nexus Limited

This is a Full time job

Hong Kong Island
  • Dynamic corporate culture
  • Leadership position
Our client is a well-know asset management platform. They are looking for a Finance Director(Type 9 RO) due to the expansion plan
subClassification: Financial Managers & ControllersFinancial Managers & Controllers classification: Accounting(Accounting)
2d ago
Listed twenty four days ago

Responsible Officer（RO）— SFC 類別 1 / 4 / 9

at Future Well License Compliance Limited

This is a Full time job

Central, Central and Western District
$60,000 – $80,000 per month
擔任公司於 SFC Type 1（證券交易）/ Type 4（就證券提供意見）/ Type 9（資產管理）之一類或多類之RO，確保持牌業務合規運作與風險可控。
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
24d ago•Expiring
Listed twenty nine days ago

Type 1,4,9 Sole RO ( 70K - 75K丨OTC derivatives and TRS )

at Caterbee HR Solutions Limited

This is a Full time job

Sheung Wan, Central and Western District
$70,000 – $75,000 per month
  • ⁠Chinese OTC derivatives Company丨Basic 70K ~ 75K
  • Lead the setup and operation of the OTC derivatives and TRS biz
  • Type 1,4,9 Sole RO and exp in OTC derivatives are needed
Lead OTC derivatives and TRS operations: execute, confirm/settle/cash, ensure compliance, liaise ISDA/CSA, coordinate daily trading
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
29d ago•Expiring
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