Refine by location
Read More

Related searches

Modify my search
Listed twenty five days ago

合规总监 / 负责人员（RO – Type 1, 4, 9）

at HONG KONG HONG TAI LUNG INVESTMENT LIMITED

This is a Full time job

Sheung Wan, Central and Western District
$50,000 – $75,000 per month
  • 从零搭建，不留遗憾 。为新成立的持牌公司亲手设计全套合规体系，无需为历史遗留问题“打补丁”，您的合规理念将直接转化为公司的制度基因。
  • 话语权直达决策层。扁平化管理，您的合规意见直接向管理层汇报并被认真对待，无需经过层层审批或与冗长的流程博弈。
  • 共同成长。这不仅仅是一份工作，更是一个与公司并肩成长的事业合伙人机会。
我们是一家新成立的香港持牌法团（SFC 1、4、9号牌），核心业务聚焦于股票投资。我们正在寻找一位从零搭建合规体系的合规负责人。这不仅仅是维护一套现成的制度，而是亲手设计一家持牌机构的合规基因。作为公司首位专职合规人员及持牌负责人员（RO），您将直接进入管理层，您的意见将直达决策层，影响公司的运营。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
25d ago•Expiring
Listed twelve days ago

Fund manager & RO (Type 9)

at Pulun International Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
$50,000 – $68,000 per month
  • RO (Type 149)
  • Project dividends
  • Good team atmosphere
普伦国际资产管理有限公司为香港证监会（SFC）持牌第9类（资产管理）受规管活动之持牌法团，专注于资产管理及私募投资业务，现因业务发展需要，诚聘具备Responsible Officer（RO）资格且拥有LPF实操经验的基金经理加入团队。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
12d ago
Listed one day ago

Operation Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited

This is a Full time job

Central, Central and Western District
招聘營運經理，向RO匯報並擔任MIC，全面負責149牌照公司中後台營運，包括制度流程搭建、基金NAV核算、交易結算、系統數據維護、資金及FRR合規，要求3年以上經驗，熟悉CCASS/DCASS及SFC監管。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed ten days ago

Type 1. 4,9 RO (for VA license application)

at Michael Page International (HK) Ltd

This is a Full time job

Central and Western District
$1000k - $1500k p.a. + medical and bonus
  • By backed a gloabl reputable cross border payment company
  • Rapidly expanding in Greater China
A great opportunity to join a rapidly growing Financial Institutions in Hong Kong. This is an exciting leadership role.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed nineteen days ago

Compliance Manager (Asset Management)

at AEM Asset Management Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Friendly and dynamic culture (Work-Life Balance)
  • Competitive compensation package commensurate with experience
  • Exposure to SFC fund launch process from the inside
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
19d ago
Listed eleven days ago

Senior Associate-Asset Management(Representative Type 1 & 9)

at Silver Nile Global Investments Corporation Limited

This is a Full time job

Causeway Bay, Wan Chai District
  • Strong network brings unlimited resources
  • Wide exposure to exciting business opportunities
  • Good working atmosphere and personal improvement space
SFC Type 1 or Type 9 license holder with good attitude and fund management experience.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
11d ago
Listed one day ago

Compliance and Risk Control Manager (SFC Type 1, 4, 9)

at Seven Elements Investment Holdings Limited
Be an early applicant

This is a Full time job

Sheung Wan, Central and Western District
香港新持牌法團（1、4、9類）誠聘合規經理，負責搭建合規風控及反洗錢體系，統籌監管申報、政策制定與培訓，向RO匯報，並任核心職能主管（MIC）。
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed three days ago

Responsible Officer（RO）— SFC 類別 1 / 4 / 9

at Future Well License Compliance Limited

This is a Full time job

Central, Central and Western District
$60,000 – $80,000 per month
擔任公司於 SFC Type 1（證券交易）/ Type 4（就證券提供意見）/ Type 9（資產管理）之一類或多類之RO，確保持牌業務合規運作與風險可控。
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed twenty four days ago

Responsible Officer (Type 9)

at Giant Venture Capital Limited

This is a Full time job

Central and Western District
  • RO Type 9
  • 私募基金
  • 基金合规
负责监督一家快速发展的基金的行政管理、基金结算及基金运营工作，尤其需具备数字资产（digital asset）相关经验。理想的候选人需持有SFC9号牌，并具备丰富的基金会计、资产净值（NAV）计算、交易结算及运营流程管理经验，同时熟悉加密货币、区块链技术或其他数字资产领域的合规与运营要求。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
24d ago•Expiring
Listed twenty three days ago

Type 4,9 RO （Investment Management)

at Michael Page International (HK) Ltd

This is a Full time job

Central and Western District
$600k - $7200k p.a. + medical and bonus
  • A reputable SOE background of Chinese Asset Management company
  • Steadily expanding across the region
A great opportunity to join a growing SOE investment management firm in Hong Kong as a Type4, 9 RO , overseeing its overseas operations.
subClassification: ManagementManagement classification: Banking & Financial Services(Banking & Financial Services)
23d ago•Expiring
Listed ten days ago

Responsible Officer (SFC Type 9 license required)

at Borntofly Limited

This is a Full time job

Kowloon
  • Lead full-cycle VC investments in AI, healthcare & sustainability
  • Partner directly with founders to scale mission-driven startups
  • Shape the future of Harmonious AI through impact-focused investing
Lead the end-to-day investment process, from sourcing and due diligence to closing and SFC compliance (Type 9).
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed seventeen days ago

Responsible officer(4/9号牌）

at Rich Forever Family Office Limited

This is a Full time job

Hong Kong Island
$40,000 – $60,000 per month
  • SFC Type 4 & 9 RO core role with direct regulatory reporting authority
  • SFC certified training & clear promotion path
We recruit SFC Type 4 & 9 Responsible Officer to take regulatory accountability, report directly to SFC and manage compliance frameworks.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
17d ago
Listed fifteen days ago

Responsible Officer - Type 4 and 9 (Interim)

at Rise Associates Asia Limited

This is a Full time job

Hong Kong SAR
  • Immediately Available is a plus
  • Experience in real estate is preferred but not required
  • Established platform
We are now looking for a Responsible Officer for our client
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
15d ago
Modify my search
How relevant are your results?

Receive new jobs for this search by email

Return to search results
Modify my search

Select a job

Display details here