Ro type 1 Full Time Jobs

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responsible officer jobs

sfc type 1 jobs

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responsible officer type 4 and 9 jobs

Listed one day ago

Responsible Officer (Type 1,3,4 & 9)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and update the operations procedure
Participate in investment products launch
Conduct investment research and analysis

1d ago

Listed twenty two hours ago

Responsible Officer Type 9, VA Management

at Cathaysia Securities Limited

This is a Full time job

Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Financial Industry, SFC licensed, Fund Management, Asset Management
Degree or above , 6 years+ Relevant Experience, Virtual Assets Management
Dynamic working environment, Excellent career development

22h ago

Be an early applicant

Listed two days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

at China Merchants Bank Co., Ltd., Hong Kong Branch

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed fifteen hours ago

Head of Hong Kong Licensed Responsible Officer (RO)

at HK Qirui International Technology Limited

This is a Full time job

Central, Central and Western District

$30,000 – $44,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Fluent in English and Chinese.
Solid experience in the Chinese market,adaptive to business travel.

15h ago

Listed one day ago

Senior Vice President/ Vice President – Business Development

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/VP - Business Development
Competitive Remuneration Package

1d ago

Listed fifteen hours ago

Dealer (SFC type 1,4,9) [Retail Bank Perm Job]

at Conners Consulting Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Handle daily trade execution (eg. Equity, Fund etc.)
SFC type 1,4,9 holder
At least 3 years investment advisory or investment related experience

15h ago

Listed four days ago

Senior Dealer - Retail Brokerage

at CMB International Capital Corporation Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed sixteen hours ago

Manager, Dealing Department (Futures Team – Shift Duties)

at Fulbright Securities Limited

This is a Full time job

Kowloon Bay, Kwun Tong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

16h ago

Be an early applicant

Listed fourteen days ago

SFC Responsible Officers (RO) (Virtual Asset Management / Trading)

at Future Well License Compliance Limited

This is a Full time job

Central and Western District

$70,000 – $80,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed eleven days ago

Public Fund Responsible Officer (RO9)

at Sinohope Technology Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

11d ago

Listed nine days ago

Dealer

at Cathay Securities (Hong Kong) Limited

This is a Full time job

Central, Central and Western District

$20,000 – $29,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

5 working days per week
Medical, Dental, Life insurance
Holder of SFC license RA1 & 4

9d ago

Listed seventeen hours ago

Dealing Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

17h ago

Be an early applicant

Listed seventeen days ago

Responsible Officer

at Topaz Investment Strategy Limited

This is a Full time job

Central, Central and Western District

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

17d ago

Listed twenty one hours ago

Senior Dealing & Customer Services Officer

at Delta Asia Financial Group

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Competitive remuneration package with 15-20 days AL
Birthday leave, Graduation leave, Wedding leave, Volunteer leave etc.
Office near MTR station; Stable Working Environment

21h ago

Listed fourteen days ago

Responsible Officer Type 6

at IVD Medical Holding Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

US stocks
RO6
5-8 years relevant experience with investment banks, professional firms

14d ago

Listed seven days ago

Senior Customer Service(Brokerage Firm)

at Fosun International Securities Limited

This is a Full time job

Central, Central and Western District

$25,000 – $35,000 per month

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Customer Service
Replacement Headcount
Competitive benefit package

7d ago

Listed eighteen days ago

Responsible Officer (Type 3)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Act as Responsible Officer for SFC Type 3 regulated activities
Follow company direction and service existing clients
Formulate, review and update the operations procedures

18d ago

Be an early applicant

Listed one day ago

Type 1,4 & 9 Responsible Officer

at Parksong Mining and Resource Recycling Limited

This is a Full time job

Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible for strategies development, supervisory and implement
Formulate, review, and update the operational policies and procedures

1d ago

Listed eighteen days ago

Dealer/ Investment Service Officer

at Chief Group Limited

This is a Full time job

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Provide professional investment service to clients
Execute clients' dealing orders
Assist in branch offices daily operation

18d ago

Listed seventeen days ago

Sales Trader Director level or above

at CGS International Holdings Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

HKSFC Responsible Officer for Type 1,2 activities
Bachelor degree or above from a well-recognized university
Fluent in Mandarin and English.

17d ago

Listed twenty one days ago

Responsible Officer Assistant (SFC Type 1,4,9)

at INDEX HK LIMITED

This is a Full time job

Wan Chai District

$20,000 – $25,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Medical insurance
Performance bonus
Teambuilding Activity

21d ago

Listed one day ago

Shift Dealer (Investment Banking)

at Be Myjob Company Limited

This is a Full time job

Central and Western District

$30,000 – $40,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Shift Dealing
Attractive Bonus (6 Months up)
Night shift / Middle shift

1d ago

Listed fourteen days ago

Compliance Officer

at U&I Group Limited

This is a Full time job

Wan Chai District

$17,000 – $25,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide systematic training and learning opportunities.
Year-end bonus: Annual bonus of 1-2 months salary of functional departments
Employees can be promoted and developed in the corresponding channels every year

14d ago

Listed twenty two days ago

Assistant Manager / Senior Officer, Unit Trust Dealing (AO-491-J)

at BOCI-Prudential Asset Management Ltd

This is a Full time job

Central and Western District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

To process various kinds of procedures in compliance with Company’s policies
To handle job tasks in detailed minded with strong multi-tasking capabilities
Post-Secondary/Degree holder in Business/relevant disciplines w/ min 3-5 yrs exp

22d ago

Listed one day ago

* Head of Securities Operations, Director *

at Eddid Securities & Futures Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

friendly working environment, pleasant office, medical and dental coverages

1d ago

Listed one day ago

Dealer

at Guotai Junan International Holdings Limited

This is a Full time job

Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Dealer role for US and various foreign equities markets
SFC Type 1, 2 and 3 licenses holder
At least 2 years dealing experience

1d ago

Listed twenty eight days ago

Responsible Officer (Insurance)

at Ping An of China Securities (Hong Kong) Co Ltd

This is a Full time job

Central and Western District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

RO
Insurance
Business Expansion

28d ago

Expiring soon

Listed more than thirty days ago

Lead, Product Governance/Control - Mox

at Standard Chartered Bank (Hong Kong) Ltd

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

30d+ ago

Listed two days ago

Senior Dealer

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
CS & Dealing, Senior Dealer
Competitive Remuneration Package

2d ago

Listed three days ago

RO/Manager – Asset Management

at Founder Securities (Hong Kong) Financial Holdings Limited

This is a Full time job

Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Medical Insurance
Annual Leave

3d ago

Listed three days ago

Dealer

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Rapidly expanding Fintech company
HQ in SG and have offices in HK and China
Securities, Bonds, Mutual Fund I HK & Overseas

3d ago

Listed three days ago

Assistant Director – Operations

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
Assistant Director - Operations
Competitive Remuneration Package

3d ago

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