Listed four days ago
SFC license, Type 1 and Type 2
3 years experience in brokerage or CS
Mandarin
4d ago
1,910 jobs
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Listed one day ago
- Execute trade orders in local & global securities markets
- SFC license Type 1 & 2
- Office close to MTR Exhibition Centre Station
Execute local & global trades for institutional and retail clients. Bring your SFC Type 1 & 2 and 1+ years of experience to our growing team!
1d ago
Listed more than thirty days ago
This is a Full time job
- 5 day work
- Year-end bonus
- Client account opening
Job Responsibilities:
Responsible for handling account opening / on-boarding customer KYC checking, customer due diligence / ad-hoc review...
30d+ ago
Listed twelve days ago
This is a Full time job
Hong Kong Island
$35,000 – $50,000 per month
Compliance Officer (SFC Type 1, 4, 9)
12d ago
Listed twelve days ago
- 5-Day Work Week, 21+ Days AL, Group Medical
- SFC Type 1 License Holder Preferred
- Performance Bonus and Company Shares
We are looking for a Dealer with over 2 years of working experiences in securities dealing.
12d ago
Listed four days ago
This is a Full time job
- Medical and dental benefits
- Discretionary Double Pay and Performance Bonus
- 5 days work and 15 days of Annual Leave
Be part of a team that promotes ethics, compliance, and responsible growth.
4d ago
Listed eighteen days ago
This is a Full time job
Causeway Bay, Wan Chai District
$23,000 – $30,000 per month
- Global Flagship Platform (Ark)
- Global Expansion & International Presence
- Elite Professional Growth & Recognition
SFC Type 1 licensed. Supports clients with alternative investment products, order execution, and query resolution in a compliance
18d ago
Listed twenty five days ago
- Competitive package
- Comprehensive medical plan covering dependents
1. Review client account opening documents, conduct due diligence, classification management, and anti-money laundering checks....
25d ago•Expiring
Listed two days ago
This is a Full time job
本岗位为交易员，负责港股、A 股及海外标的全流程交易执行、头寸管理与组合风控；独立制定交易策略、开展组合对冲，实时监控市场风险并处置各类突发风险事项。严格遵循香港 SFC 相关监管规定，对接交易对手，持续优化交易流程与内部风控体系。具备 TRS、场外衍生品相关交易经验优先，不作硬性要求。
2d ago
Listed one day ago
Be an early applicant
This is a Full time job
Act as the Responsible Officer and supervise SFC Regulated Activities Type 1 and Type 4
1d ago
Listed two days ago
- Full-Licence Advisory: Span Types 1, 2, 4, 6, and 9 activities.
- Competitive salary package
- Clear Career Growth: Broad exposure in a well-established group.
- Provide comprehensive compliance advisory across SFC Types 1, 2, 4, 6 & 9
- Drive regulatory liaison and framework updates
2d ago
Listed one day ago
This is a Full time job
Kwun Tong, Kwun Tong District
$35,000 – $50,000 per month
Act as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities
1d ago
Listed four days ago
This is a Full time job
Hong Kong Island
$20,000 – $22,000 per month
Client Onboarding Team
4d ago
Listed eleven days ago
Senior Associate / Associate, Customer Service
11d ago
Listed one day ago
- Min 2 years' relevant working experience
- Competitive package
- Comprehensive medical plan covering dependents
Assist with license management and policy issuance management...
1d ago
Listed three days ago
RO(Type1&2): Oversee operations, SFC compliance & report to Board (Req: Unconditional License)
Dealer(Type1/2): Execute stocks & futures
3d ago
Listed sixteen days ago
- Medical and dental benefits
- Discretionary Double Pay and Performance Bonus
- 5 days work and 15 days of Annual Leave
Join our dynamic team as a Client Services & Operations Officer! Drive efficiency, streamline processes, and contribute to our success.
16d ago
Listed two days ago
This is a Full time job
- Competitive remuneration package with 15-20 days AL & Birthday leave
- Stable Working Environment; Office near MTR station
- Immediately available is highly preferred
Delta Asia Financial Group is a full-fledged banking and financial services group encompassing Hong Kong, Macau and Pearl-River-Delta regions.
2d ago
Listed one day ago
This is a Full time job
- Growing platform in Hong Kong
- Investment Banking
- Competitive package
Review and comment on the submissions to regulatory authorities to improve the quality of submissions
1d ago
Listed twenty four days ago
This is a Full time job
Central, Central and Western District
$22,000 – $30,000 per month
Dealer (Brokerage, SFC Type 1, 2)
24d ago•Expiring
Listed one day ago
- Client Servicing
- Relationship Management
- Fast Growing Platform
Client Servicing for Wealth Management Department
1d ago
Listed two days ago
This is a Full time job
Central and Western District
$20,000 – $30,000 per month
This is a unique opportunity to showcase your marketing skills and make an impact in an exciting and dynamic industry.
2d ago
Listed one day ago
- Rapidly expanding Fintech company (SFC Type 1,2, 4,5, 6,9)
- Have offices in HK, SG and US
- Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
1d ago
Listed two days ago
- Friendly and dynamic culture (Work-Life Balance)
- Competitive compensation package commensurate with experience
- Public Fund experience is a key
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
2d ago
Listed two days ago
This is a Full time job
- Competitive remuneration package with 15-20 days AL & Birthday leave
- Stable Working Environment; Office near MTR station
- Immediately available is highly preferred & Fresh graduates will be considered
Delta Asia Financial Group is a full-fledged banking and financial services group encompassing Hong Kong, Macau and Pearl-River-Delta regions.
2d ago
Listed one day ago
This is a Full time job
Execute client’s dealing orders
Handle account opening for clients
Support customer service operation at front desk
1d ago
Listed sixteen days ago
- Oversee day-to-day operations of securities and futures brokerage businesses
- Minimum 5 years of experience in Hong Kong financial services
- Currently holding SFC Type 1 and Type 2 licences (RO status is a plus)
Minimun 5 years of exp.
16d ago
Listed nine days ago
客户经理助理-Strategy Client
9d ago
Listed two days ago
Be an early applicant
This is a Full time job
- Execute transactions covering HK and global equities
- Minimum 2 years of Equities / Futures trading experience
- Representative of RA 1 and RA 2
Minimum 2 years of Equities / Futures trading experience and qualify to be registered as Representative of RA 1 and RA 2
2d ago
Listed four days ago
This is a Part time job
Central, Central and Western District(Remote)
$30,000 – $40,000 per month
Our client currently seeking 2 Responsible Officers to join their team.
4d ago
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