Listed two days ago
This is a Full time job
Sheung Wan, Central and Western District
$40,000 – $50,000 per month
- SFC Type 4,9
- Responsible Officer
- AML
SFC 49号牌，4&9RO
2d ago
1,771 jobs
New
New to you
Modify my search
Listed sixteen days ago
This is a Full time job
- Online Brokerage Firm/ Fintech Company
- Competitive Salary
- Friendly Working Environment
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
16d ago
Listed twenty five days ago
This is a Full time job
Sheung Wan, Central and Western District
$50,000 – $75,000 per month
- 从零搭建，不留遗憾 。为新成立的持牌公司亲手设计全套合规体系，无需为历史遗留问题“打补丁”，您的合规理念将直接转化为公司的制度基因。
- 话语权直达决策层。扁平化管理，您的合规意见直接向管理层汇报并被认真对待，无需经过层层审批或与冗长的流程博弈。
- 共同成长。这不仅仅是一份工作，更是一个与公司并肩成长的事业合伙人机会。
我们是一家新成立的香港持牌法团（SFC 1、4、9号牌），核心业务聚焦于股票投资。我们正在寻找一位从零搭建合规体系的合规负责人。这不仅仅是维护一套现成的制度，而是亲手设计一家持牌机构的合规基因。作为公司首位专职合规人员及持牌负责人员（RO），您将直接进入管理层，您的意见将直达决策层，影响公司的运营。
25d ago•Expiring
Listed eleven days ago
This is a Full time job
Central and Western District
$1000k - $1500k p.a. + medical and bonus
- By backed a gloabl reputable cross border payment company
- Rapidly expanding in Greater China
A great opportunity to join a rapidly growing Financial Institutions in Hong Kong. This is an exciting leadership role.
11d ago
Listed nineteen days ago
This is a Full time job
- Friendly and dynamic culture (Work-Life Balance)
- Competitive compensation package commensurate with experience
- Exposure to SFC fund launch process from the inside
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
19d ago
Listed twenty six days ago
SFC Type 1 Licensed Representative.
Familiar with HK IPO underwriting.
3-5 years experience.
Immediately available is preferred.
26d ago•Expiring
Listed twenty days ago
- Min 2 years' relevant working experience
- Competitive package
- Comprehensive medical plan covering dependents
Assist with license management and policy issuance management...
20d ago
Listed four days ago
- Competitive package
- Comprehensive medical plan covering dependents
1. Review client account opening documents, conduct due diligence, classification management, and anti-money laundering checks....
4d ago
Listed nine days ago
This is a Full time job
- 15-day AL; good career prospects
- Stable and comfortable work environment
- Work with a young and dynamic team
Unleash your potential as a Responsible Officer (RO), playing a key role in developing strategic growth through regulatory compliance.
9d ago
Listed twelve days ago
This is a Full time job
- Online Brokerage Firm/ Fintech Company
- CS & Dealing, Senior Dealer
- Competitive Remuneration Package
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
12d ago
Listed eighteen days ago
This is a Full time job
- Experienced SFC Type 1 & 4 RO
- 8 years relevant experiences
- Key Role in a Growing SFC Licensed Company
Looking for a meticulous and experienced Responsible Officer to lead our Operations team. Join our dynamic SFC-licensed firm in shaping our future.
18d ago
Listed one day ago
Be an early applicant
This is a Full time job
香港新持牌法團（1、4、9類）誠聘合規經理，負責搭建合規風控及反洗錢體系，統籌監管申報、政策制定與培訓，向RO匯報，並任核心職能主管（MIC）。
1d ago
Listed nine days ago
This is a Full time job
- Daily dealing operation
- Familiar with with the platform MT4 & MF are advantages，Proficiency in MS Office
- Double Pay/Bonus/Shift Allowance/Employee Benefit/Group Medical
香港金盛貴金屬有限公司，註冊成立於香港，是香港黃金交易所AA類047行員，主要從事貴金屬交易，所有交易活動均受香港法律法規的管制，受到香港黃金交易所的認可和監管。依托香香港黃金交易所百年曆史的專業化服務爲方向，以客戶利益和資産增值爲目標，公平、公正、公開、完善的交易制度。
9d ago
Listed nine days ago
Handle wealth management compliance matters.
9d ago
Listed three days ago
- Audit experience
- Excellent Exposures, Career Path and Benefits
- Work Life Balance and friendly working culture
Preparing consolidation, management reports and variance analysis
3d ago
Listed four days ago
This is a Full time job
Central, Central and Western District
$60,000 – $80,000 per month
擔任公司於 SFC Type 1（證券交易）/ Type 4（就證券提供意見）/ Type 9（資產管理）之一類或多類之RO，確保持牌業務合規運作與風險可控。
4d ago
Listed twelve days ago
This is a Full time job
Tsim Sha Tsui, Yau Tsim Mong District
$50,000 – $68,000 per month
- RO (Type 149)
- Project dividends
- Good team atmosphere
普伦国际资产管理有限公司为香港证监会（SFC）持牌第9类（资产管理）受规管活动之持牌法团，专注于资产管理及私募投资业务，现因业务发展需要，诚聘具备Responsible Officer（RO）资格且拥有LPF实操经验的基金经理加入团队。
12d ago
Listed more than thirty days ago
This is a Full time job
We are looking for a professional representative to join our operations team.
30d+ ago•Expiring
Listed two days ago
Be an early applicant
This is a Full time job
Associate/AVP, Client Services, Wealth Management
2d ago
Listed seventeen days ago
This is a Full time job
Responsibilities
Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities
Must acquire new clients and asset...
17d ago
Listed fifteen days ago
This is a Full time job
A key role in investment management, product development, regulatory oversight, and business growth across both public and private market strategies.
15d ago
Listed one day ago
- Strong brand. Bigger growth
- Attract Basic Salary + Monthly Competitive Commission
- Minimum 1 year related experience with SFC Licensed Type 1
Join our professional wealth management team and embark on a rewarding journey in Hong Kong’s high-end financial market.
1d ago
Listed twenty four days ago
This is a Full time job
our client is now looking for a Responsible Officer Type4& 9 for their further business development.
24d ago•Expiring
Listed fifteen days ago
- 5 days' week
- Convenience location
- Discretionary Bonus, Birthday leave
This role involves IPOs, M&A, and fundraising. We offer an attractive package to the right candidate. Please submit your resume ASAP.
15d ago
Listed twenty five days ago
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Join a leading SFC licensed firm as a RO to lead compliance and make an impact. Elevate your career with us in a dynamic, collaborative environment.
25d ago•Expiring
Listed seventeen days ago
R O for SFC Type 4＆9 regulated activities with management responsibilities and obligations to oversee the company's overall regulated business
17d ago
Listed one day ago
招聘營運經理，向RO匯報並擔任MIC，全面負責149牌照公司中後台營運，包括制度流程搭建、基金NAV核算、交易結算、系統數據維護、資金及FRR合規，要求3年以上經驗，熟悉CCASS/DCASS及SFC監管。
1d ago
Listed twenty four days ago
This is a Full time job
Central and Western District
$600k - $7200k p.a. + medical and bonus
- A reputable SOE background of Chinese Asset Management company
- Steadily expanding across the region
A great opportunity to join a growing SOE investment management firm in Hong Kong as a Type4, 9 RO , overseeing its overseas operations.
24d ago•Expiring
Listed ten days ago
This is a Full time job
- Bachelor’s degree in related discipline.
- 1–2 years of relevant working experience
- SFC Type 4 and Type 9
We are seeking a detail-oriented and motivated Associate to join our Asset Management team.
10d ago
Listed six days ago
This is a Full time job
Act as Responsible Officer RAs149 with management responsibilities and duties
擔任本集團旗下兩間證監會第1、4及9類受規管業務活動持牌法團的負責人員
6d ago
Modify my search
How relevant are your results?
Receive new jobs for this search by email
Return to search results
Modify my search