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Listed one hour ago

Responsible Officer (1, 4, 7, 9) up to 180k

at Pathsight Limited
Be an early applicant

This is a Full time job

Hong Kong Island
$100,000 – $150,000 per month
  • Regulatory Qualification Advantage
  • Core Business Exposure
  • Strategic Role Positioning
This role is a core regulatory and electronic trading operational position for SFC Type 1, 4, 7, 9 licensed businesses.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1h ago
Listed two days ago

RESPONSIBLE OFFICER

at hao feng international ltd

This is a Full time job

Kwun Tong, Kwun Tong District
$35,000 – $50,000 per month
Act as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed ten days ago

总裁（RO）

at China Wantian Holdings Limited

This is a Full time job

Wan Chai District
  • 募投管退全流程基金管理
  • 1/4/9牌照机构运营
  • 英语流利，作为工作语言
万天资本是万天控股（1854.HK）在香港的资本运作平台，承担产融结合连接器与市值增长加速器的角色。万天资本总裁，除协助公司获1、4、9号牌照外，聚焦于內、外部资源整合、香港持牌机构的合规运营及集团产融协同落地。
subClassification: COO & MDCOO & MD classification: CEO & General Management(CEO & General Management)
10d ago
Listed five days ago

Responsible Officer (Type 4 & Type 9)

at Treeline Asset Management Limited

This is a Full time job

Central, Central and Western District
$70,000 per month
  • 待遇：薪金70K/月+年度酌情性花红
  • 无需开拓客户，特殊业绩贡献可享业绩提成
  • 办公地点：香港金钟海富中心
公司已经取得香港证监会4号和9号牌照，主要从事基金的发行和管理、证券账户委托管理、外部资产管理、家族办公室管理、财富规划与管理等业务。公司的目标是要成为一个基业长青的事业平台。后续会希望找到一个志同道合的伙伴，与公司一起成长，在公司成功的同时，个人也会获得财富的增长。
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
5d ago
Listed two days ago

1/4/9 RO

at AZURE LION INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
核心职责：全面负责公司SFC 1/4/9号牌合规营运，统筹内部合规审查、监管申报及反洗钱风险防控，担任SFC首要联络人。 理想画像：持有有效且无条件的149 RO牌照（持牌≥2年），具备5-10年券商或金融合规背景，精通中英粤三语。具备独立搭建内控体系及解决复杂监管问题的能力。
subClassification: SettlementsSettlements classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed one day ago

Responsible Officer (Type 1, 4, 9)

at Awaken Thunder Capital Limited

This is a Full time job

Central and Western District
  • Working hours: 9:00 AM – 5:30 PM
  • Medical insurance
  • Performance bonus
We are seeking a motivated and detail-oriented professional to join our Asset Management team as a Responsible Officer (Type 1, 4, 9).
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed three days ago

Head of Equity and Derivative Trading(Type 1 RO)

at Central Nexus Limited

This is a Full time job

Hong Kong Island
  • Dynamic corporate culture
  • Leadership position
As the Head of Trading, you will be responsible for the strategic planning, team management and risk control of the company's trading businesses.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed three days ago

证券公司负责人员 - 1号及4号牌 RO of Securities Firm (Type1&4 Licenses)

at Asia Progress Executive Limited

This is a Full time job

Central and Western District
  • Approved by SFC as a Responsible Officer: Type 1 & Type 4 regulated activities
  • Min 8yr (min 3yr in RO) relevant exp in Securities Business/Head Securities
  • Familiar SFC regulatory framework: SFO & AML & KYC
Act Responsible Officer (RO) for the company’s Type 1 & Type 4 regulated activities; Oversee the daily operations of the securities trading business
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed five days ago

Responsible Officer (RO) – Type 4 & Type 9 (Unconditional or conditional)

at Hong Kong Sanfeng Fund Management Limited

This is a Full time job

Sheung Wan, Central and Western District(Hybrid)
$27,000 – $33,000 per month
Hong Kong Sanfeng Fund Management Limited seeks a full-time SFC Type 4 & 9 RO to oversee compliance, asset management and OFC development.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
5d ago
Listed three days ago

RO Type 1_100k

at PeopleSearch Limited

This is a Full time job

Central, Central and Western District
$80,000 – $100,000 per month
Lead core Debt Capital Markets (DCM) initiatives under a Type 1 licensed platform, driving bond execution, ECM expansion, and strategic growth.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed two days ago

Vice President, Portfolio Management (Asset Management)

at China Everbright Securities International Company Limited

This is a Full time job

Wan Chai, Wan Chai District
  • At least 3 years of experience as Portfolio Manager
  • Min. of 8 years’ relevant experience in equity analysis or portfolio management
  • Holder of SFC license for type 1, type 4 & type 9 regulated activities
Responsible to managing equity portfolios and formulating equity strategies.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed ten days ago

Responsible Officer (Type 1, 4, 9)

at FINE SECURITIES LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
$34,000 – $50,000 per month
Seeking a SFC-licensed RO with hands-on compliance experience to lead Type 1/4/9 regulated activities in virtual asset-enabled securities environment.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
10d ago
Listed three days ago

Corporate Finance-RO (SFC Type1 & 6) and IBD Director (IPO Sponsor Principal)

at 紫荊國際金融控股有限公司

This is a Full time job

Causeway Bay, Wan Chai District
$50,000 – $60,000 per month
Act as Director and RO for the Company's Type 1 and Type 6 regulated activities, with management responsibilities and duties.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking classification: Banking & Financial Services(Banking & Financial Services)
3d ago
Listed two days ago

Responsible Officer - Operation (Type 4 & 9), Private Equity Fund

at Ignite Recruitment Hong Kong Limited

This is a Full time job

Central, Central and Western District
$50,000 – $60,000 per month
  • Responsible Officer (Type 4 & 9)
  • International Working Culture with Excellent Bonuses
  • Well-established and Reputable Banking Group
Well-established and Reputable Banking Group International Working Culture with Excellent Bonuses Banking Medical & Annual Leave Package
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
2d ago
Listed two days ago

Finance Director(Type 9 RO)

at Central Nexus Limited

This is a Full time job

Hong Kong Island
  • Dynamic corporate culture
  • Leadership position
Our client is a well-know asset management platform. They are looking for a Finance Director(Type 9 RO) due to the expansion plan
subClassification: Financial Managers & ControllersFinancial Managers & Controllers classification: Accounting(Accounting)
2d ago
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